Jodi Gail Heitner
Profile
Ms. Jodi K.
Heitner is Chief Compliance Officer at JNK Securities Corp.
Prior to joining JNK Securities, she was the Chief Compliance Officer at Kaufman Bros., LP and Trade Manage Capital.
She has spoken at two FINRA Small Firm Conferences and an SEC CCO Outreach Program.
Ms. Heitner is an alumnus of the University of Maryland and St. Peter’s College.
She holds her series 7, 14, 24, 63 & 87.
Former positions of Jodi Gail Heitner
| Companies | Position | End |
|---|---|---|
JNK Securities Corp.
 JNK Securities Corp. Investment Banks/BrokersFinance JNK Securities Corp. (JNK) is a SEC and FINRA regulated, agency-only execution broker-dealer headquartered in New York City. The firm was founded in 1993 and they are owned by Uphold HQ Inc. JNK offers institutional investors a blend of advanced execution & sector specific knowledge that is complimented by their research product. Their sales trading team’s extensive knowledge of the execution markets, affords their clients the best venues in which to find the online slots necessary liquidity for minimal market impact. | Compliance Officer | 2012-04-30 |
Trade Manage Capital, Inc.
 Trade Manage Capital, Inc. Investment Banks/BrokersFinance Trade Manage Capital, Inc. provides financial services. Its technology offers network infrastructure, order management and routing, liquidity sources, messaging services, and quote systems. The company was founded in Saddle Brook, NJ. | Compliance Officer | - |
Kaufman Bros. LP
 Kaufman Bros. LP Investment Banks/BrokersFinance Founded in 1995, Kaufman Bros. LP is a broker/dealer headquartered in New York City with an additional office in San Francisco. The firm is a member of the NASD, the SIPC and FINRA. Kaufman Bros. provides investment banking, equity research and institutional sales and trading. The firm provides fundamental research on the following sectors: (1) cable, satellite and interactive media (2) communications equipment (3) digital media software (4) green technology (5) information technology hardware and storage (6) information technology services and software (7) semiconductors and (8) telecommunications & data services. | Compliance Officer | - |
Training of Jodi Gail Heitner
| University of Maryland | Undergraduate Degree |
| St Peter's College Seminary | Undergraduate Degree |
Experiences
Positions held
Linked companies
| Private companies | 3 |
|---|---|
JNK Securities Corp.
JNK Securities Corp. Investment Banks/BrokersFinance JNK Securities Corp. (JNK) is a SEC and FINRA regulated, agency-only execution broker-dealer headquartered in New York City. The firm was founded in 1993 and they are owned by Uphold HQ Inc. JNK offers institutional investors a blend of advanced execution & sector specific knowledge that is complimented by their research product. Their sales trading team’s extensive knowledge of the execution markets, affords their clients the best venues in which to find the online slots necessary liquidity for minimal market impact. | Finance |
Kaufman Bros. LP
Kaufman Bros. LP Investment Banks/BrokersFinance Founded in 1995, Kaufman Bros. LP is a broker/dealer headquartered in New York City with an additional office in San Francisco. The firm is a member of the NASD, the SIPC and FINRA. Kaufman Bros. provides investment banking, equity research and institutional sales and trading. The firm provides fundamental research on the following sectors: (1) cable, satellite and interactive media (2) communications equipment (3) digital media software (4) green technology (5) information technology hardware and storage (6) information technology services and software (7) semiconductors and (8) telecommunications & data services. | Finance |
Trade Manage Capital, Inc.
Trade Manage Capital, Inc. Investment Banks/BrokersFinance Trade Manage Capital, Inc. provides financial services. Its technology offers network infrastructure, order management and routing, liquidity sources, messaging services, and quote systems. The company was founded in Saddle Brook, NJ. | Finance |
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