Career history of Jamie Ryan Pennington
Former positions of Jamie Ryan Pennington
Companies | Position | Start | End |
---|---|---|---|
B. Riley Securities, Inc.
B. Riley Securities, Inc. Investment Banks/BrokersFinance B. Riley Securities, Inc. is a registered broker/dealer headquartered in Los Angeles, California. The firm is a subsidiary of B. Riley Securities Holdings LLC, ultimately owned by B. Riley Financial, Inc. (NASDAQ: RILY). The firm was formed in 2017, when B. Riley Financial, Inc. merged two of their brokers, B. Riley & Co. (founded in 1997) and FBR Capital Markets & Co. (founded in 1989), under the name of B. Riley FBR, Inc. B. Riley Securities provides research and trading ideas to institutional clients and high net-worth individuals. They provide investment banking services to a wide range of middle-market private and public companies. | Institutional Sales | 2013-02-07 | 2013-02-28 |
Frost Securities, Inc.
Frost Securities, Inc. Investment Banks/BrokersFinance Founded in 1999, Frost Securities, Inc. (FSI) is an investment banking firm and broker/dealer located in Dallas, Texas. The firm is a wholly-owned subsidiary of Cullen/Frost Bankers, Inc. (NYSE: CFR). They provide clients with financial advisory services related to mergers & acquisitions, recapitalizations and board-level analyses of strategic alternatives. FSI's execution capabilities include raising private institutional capital such as senior debt, mezzanine debt, preferred stock and common stock. The firm provides services primarily to middle-market companies in the Southwestern US. FSI's experience covers a wide range of comprehensive capital structure alternatives across a variety of industries including general industrial, healthcare, manufacturing, media, restaurant/food services, retail, business services, financial services, technology and telecommunications. Frost Securities is a member of FINRA. | Corporate Officer/Principal | - | - |
Legg Mason Wood Walker, Inc. | Corporate Officer/Principal | - | - |
H. C. Wainwright & Co. LLC
H. C. Wainwright & Co. LLC Investment Banks/BrokersFinance H. C. Wainwright & Co. LLC (H. C. Wainwright) is a full-service broker/dealer headquartered in New York City. The firm was founded in 1868 and is a subsidiary of HCWHC, Inc. H. C. Wainwright delivers industry insights and real-time execution to both public and private small and middle-sized global emerging market companies. With a focus on identifying buyers and sellers in illiquid and difficult to trade equities, the firm specializes in block trading and providing liquidity in these securities with as little market impact as possible. | Corporate Officer/Principal | - | - |
Wachovia Securities, Inc. | Corporate Officer/Principal | - | - |
Capital One Securities, Inc.
Capital One Securities, Inc. Investment Banks/BrokersFinance Founded in 1990, Capital One Southcoast, Inc., formerly Hibernia Southcoast Capital, is a full-service investment banking firm and broker/dealer located in New Orleans, Louisiana with an additional office in Houston, Texas. The firm is a subsidiary of Capital One Financial Corp. (NYSE: COF). They are provide corporate finance, equity research, institutional equity sales and trading services to private and mid-market public companies. The firm offers broad coverage of over 1,000 domestic and foreign institutional accounts for mutual funds, pension funds, hedge funds, insurance firms and other institutional investors. Capital One Southcoast's analysts provide coverage across the energy sector including energy infrastructure, oilfield services and oil & gas exploration and production. | Corporate Officer/Principal | - | - |
Cantor Fitzgerald & Co.
Cantor Fitzgerald & Co. Investment Banks/BrokersFinance Cantor Fitzgerald & Co. is the investment bank and brokerage subsidiary of CFS CF & Co. I Holdings LP, which is owned by Cantor Fitzgerald LP in the US. The firm was founded by Bernie Gerald Cantor and John Fitzgerald in 1945. Headquartered in New York City, Cantor Fitzgerald offers clients a global, multi-asset prime brokerage platform with a focus on the quality middle market. | Corporate Officer/Principal | - | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | Corporate Officer/Principal | - | - |
Caris & Co., Inc.
Caris & Co., Inc. Investment Banks/BrokersFinance Founded by Darren Caris in 2002, Caris & Co., Inc. is a broker/dealer headquartered in Del Mar, California. The firm is a subsidiary of B. Riley & Co. They offer research that is independent of their investment banking activities, as well as a full array of trading and execution services. Caris & Co.'s coverage includes large-, mid- and small-cap companies in the healthcare, technology, energy and consumer sectors. Their research is written for the longer-term investor with an investment horizon of at least 12 months. Caris & Co., Inc. is a member of the NASD and the SIPC. | Institutional Sales | 2010-10-24 | 2013-02-07 |
Training of Jamie Ryan Pennington
Vanderbilt University | Undergraduate Degree |
Statistics
International
United States | 11 |
Operational
Corporate Officer/Principal | 7 |
Institutional Sales | 2 |
Undergraduate Degree | 1 |
Sectoral
Finance | 10 |
Consumer Services | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
Private companies | 9 |
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Caris & Co., Inc.
Caris & Co., Inc. Investment Banks/BrokersFinance Founded by Darren Caris in 2002, Caris & Co., Inc. is a broker/dealer headquartered in Del Mar, California. The firm is a subsidiary of B. Riley & Co. They offer research that is independent of their investment banking activities, as well as a full array of trading and execution services. Caris & Co.'s coverage includes large-, mid- and small-cap companies in the healthcare, technology, energy and consumer sectors. Their research is written for the longer-term investor with an investment horizon of at least 12 months. Caris & Co., Inc. is a member of the NASD and the SIPC. | Finance |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | Finance |
Cantor Fitzgerald & Co.
Cantor Fitzgerald & Co. Investment Banks/BrokersFinance Cantor Fitzgerald & Co. is the investment bank and brokerage subsidiary of CFS CF & Co. I Holdings LP, which is owned by Cantor Fitzgerald LP in the US. The firm was founded by Bernie Gerald Cantor and John Fitzgerald in 1945. Headquartered in New York City, Cantor Fitzgerald offers clients a global, multi-asset prime brokerage platform with a focus on the quality middle market. | Finance |
Capital One Securities, Inc.
Capital One Securities, Inc. Investment Banks/BrokersFinance Founded in 1990, Capital One Southcoast, Inc., formerly Hibernia Southcoast Capital, is a full-service investment banking firm and broker/dealer located in New Orleans, Louisiana with an additional office in Houston, Texas. The firm is a subsidiary of Capital One Financial Corp. (NYSE: COF). They are provide corporate finance, equity research, institutional equity sales and trading services to private and mid-market public companies. The firm offers broad coverage of over 1,000 domestic and foreign institutional accounts for mutual funds, pension funds, hedge funds, insurance firms and other institutional investors. Capital One Southcoast's analysts provide coverage across the energy sector including energy infrastructure, oilfield services and oil & gas exploration and production. | Finance |
Wachovia Securities, Inc. | Finance |
B. Riley Securities, Inc.
B. Riley Securities, Inc. Investment Banks/BrokersFinance B. Riley Securities, Inc. is a registered broker/dealer headquartered in Los Angeles, California. The firm is a subsidiary of B. Riley Securities Holdings LLC, ultimately owned by B. Riley Financial, Inc. (NASDAQ: RILY). The firm was formed in 2017, when B. Riley Financial, Inc. merged two of their brokers, B. Riley & Co. (founded in 1997) and FBR Capital Markets & Co. (founded in 1989), under the name of B. Riley FBR, Inc. B. Riley Securities provides research and trading ideas to institutional clients and high net-worth individuals. They provide investment banking services to a wide range of middle-market private and public companies. | Finance |
H. C. Wainwright & Co. LLC
H. C. Wainwright & Co. LLC Investment Banks/BrokersFinance H. C. Wainwright & Co. LLC (H. C. Wainwright) is a full-service broker/dealer headquartered in New York City. The firm was founded in 1868 and is a subsidiary of HCWHC, Inc. H. C. Wainwright delivers industry insights and real-time execution to both public and private small and middle-sized global emerging market companies. With a focus on identifying buyers and sellers in illiquid and difficult to trade equities, the firm specializes in block trading and providing liquidity in these securities with as little market impact as possible. | Finance |
Legg Mason Wood Walker, Inc. | Finance |
Frost Securities, Inc.
Frost Securities, Inc. Investment Banks/BrokersFinance Founded in 1999, Frost Securities, Inc. (FSI) is an investment banking firm and broker/dealer located in Dallas, Texas. The firm is a wholly-owned subsidiary of Cullen/Frost Bankers, Inc. (NYSE: CFR). They provide clients with financial advisory services related to mergers & acquisitions, recapitalizations and board-level analyses of strategic alternatives. FSI's execution capabilities include raising private institutional capital such as senior debt, mezzanine debt, preferred stock and common stock. The firm provides services primarily to middle-market companies in the Southwestern US. FSI's experience covers a wide range of comprehensive capital structure alternatives across a variety of industries including general industrial, healthcare, manufacturing, media, restaurant/food services, retail, business services, financial services, technology and telecommunications. Frost Securities is a member of FINRA. | Finance |