Profile
James Mazzei worked as a Chief Compliance Officer at Joseph Gunnar & Co. LLC from 2022 to 2023.
Prior to that, he worked as a VP Supervisory Manager at JPMorgan Chase Co. (Investment Management) from 2012 to 2022.
He also worked as a Chief Compliance Officer at Buttonwood Group Advisors LLC.
Former positions of James Mazzei
| Companies | Position | End |
|---|---|---|
Joseph Gunnar & Co. LLC
 Joseph Gunnar & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Joseph Gunnar & Co. LLC is a full-service broker/dealer headquartered in New York City. The firm is a subsidiary of Joseph Gunnar Holding Co. LLC They provide financial advisory, brokerage and trading for investors in connection with listed equities, corporate and municipal bonds, preferred stock, mutual funds, IRA, pension plans and NASDAQ NMS securities. | Compliance Officer | 2023-03-31 |
JPMorgan Chase Co. (Investment Management)
 JPMorgan Chase Co. (Investment Management) Investment ManagersFinance JPMorgan Chase & Co. (Investment Management) (JPM-IM) is the investment management division of JPMorgan Chase & Co. (NYSE: JPM), a multinational investment bank and financial services holding company headquartered in New York City. JPM-IM offers investment solutions to individuals, corporations, governments and institutions. | Private Equity Investor | 2022-03-31 |
Buttonwood Group Advisors LLC /Private Equity/
 Buttonwood Group Advisors LLC /Private Equity/ Investment ManagersFinance Buttonwood Group Advisors LLC /Private Equity/ (Buttonwood Group Advisors) is a private equity subsidiary of Buttonwood Group Advisors LLC founded in 2011 by Joseph Anthony Alagna and Stephan A Stein. The firm is headquartered in Uniondale, New York. | Compliance Officer | - |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
Buttonwood Group Advisors LLC /Private Equity/
Buttonwood Group Advisors LLC /Private Equity/ Investment ManagersFinance Buttonwood Group Advisors LLC /Private Equity/ (Buttonwood Group Advisors) is a private equity subsidiary of Buttonwood Group Advisors LLC founded in 2011 by Joseph Anthony Alagna and Stephan A Stein. The firm is headquartered in Uniondale, New York. | Finance |
Joseph Gunnar & Co. LLC
Joseph Gunnar & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Joseph Gunnar & Co. LLC is a full-service broker/dealer headquartered in New York City. The firm is a subsidiary of Joseph Gunnar Holding Co. LLC They provide financial advisory, brokerage and trading for investors in connection with listed equities, corporate and municipal bonds, preferred stock, mutual funds, IRA, pension plans and NASDAQ NMS securities. | Finance |
JPMorgan Chase Co. (Investment Management)
JPMorgan Chase Co. (Investment Management) Investment ManagersFinance JPMorgan Chase & Co. (Investment Management) (JPM-IM) is the investment management division of JPMorgan Chase & Co. (NYSE: JPM), a multinational investment bank and financial services holding company headquartered in New York City. JPM-IM offers investment solutions to individuals, corporations, governments and institutions. | Finance |
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