James Frischling

Founded in 2008, NewOak Capital Markets LLC is a broker/dealer located in New York City. The firm is a subsidiary of NewOak Securities Holdings LLC. They are a Member FINRA, SIPC and MSRB. NewOak specializes in analyzing and valuing complex and illiquid financial instruments. The firm's solutions platform offers clients analytics at a granular and structure level, with capabilities spanning from performing forensic analysis on securities, valuation, structuring, collateral to performing dispute resolution and restructuring services. Their expertise focuses on valuation and analysis of complex structured credit fixed income securities and collateral, especially in illiquid and hard-to-price assets.

560 Third Avenue Grocery Corp. offers alcoholic drinks from a tap. The company was founded by James Frischling, Dean Palin, Michael Schatzberg, and Roman Maliszewski and is headquartered in New York, NY.

Founded by James Giordano in 1999, J. Giordano Securities Group, Inc. is an independent, privately-owned full-service investment banking and brokerage firm headquartered in New York City. The firm is also known as NewOak Capital Markets LLC. They provide a range of investment banking services for small-cap and middle-market companies including private capital, initial and follow-on public equity offerings, convertible debt and preferred stock offerings, high yield offerings and M&A advisory services. J. Giordano Securities Group also provides equity and fixed-income research to institutional clients. The firm's research focuses on the following sectors: (1) industrial services (2) conventional energy (3) regional and special situations (4) shipping (5) healthcare (6) homeland defense and (7) business services. J. Giordano Securities Group is a member of the NASD and SIPC.

Headquartered in New York City, Fortis Securities LLC, a subsidiary of Fortis Brussels NV is a broker/dealer. They offer a full array of investment services with a particular focus on the biotech industry. They are a member of the NASD. Their ultimate parent is Fortis SA/NV (XB: FORB).