Heather Houser
Corporate Officer/Principal at Raymond James Financial Services, Inc.
Profile
Ms. Heather Houser is a Principal at Raymond James Financial Services, Inc. and Executive Assistant at Riverfront Investment Group LLC.
She began her career as an executive assistant and financial administrator to the Branch Manager in a branch of Raymond James Financial Services.
Most recently, she held a variety of positions with Wells Fargo Advisors, LLC, and First Clearing Correspondent Services.
Prior to joining RiverFront, she provided executive and project management support to the Chief Risk & Quality Officer of FCCS.
In this role, she provided extensive support to the Managing Director and was the Department's Business Liaison for the Legal, Compliance, Risk, Anti-Money Laundering, Information Technology and Human Resources operations.
During her tenure with Wells Fargo Advisors, Heather was the Executive Assistant to both the Segment Director of the FCCS Relationship Management Team and the Chief Client Growth Officer.
She provided support and administration to both executives and their teams.
Ms. Houser was awarded a B.S.
degree in Economics from McMicken College of Arts and Sciences, University of Cincinnati.
Heather Houser active positions
| Companies | Position | Start |
|---|---|---|
Raymond James Financial Services, Inc.
 Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Corporate Officer/Principal | 2011-09-13 |
Former positions of Heather Houser
| Companies | Position | End |
|---|---|---|
Wachovia Securities LLC
 Wachovia Securities LLC Investment Banks/BrokersFinance Wachovia Securities LLC offered equity, fixed income, and structured products. It was founded in 2001 and was headquartered in St. Louis, MO. | Corporate Officer/Principal | - |
First Clearing LLC
 First Clearing LLC Investment Banks/BrokersFinance First Clearing LLC is a trade name used by Wells Fargo Clearing Services, LLC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. The company is based in St. Louis, MO. The company provides correspondent services to broker-dealers and registered investment advisors, offering operational and platform solutions, risk management and compliance tools, and innovative approaches to drive business growth. | Corporate Officer/Principal | - |
RiverFront Investment Group LLC
 RiverFront Investment Group LLC Investment ManagersFinance RiverFront Investment Group LLC is a SEC-registered investment advisor headquartered in Richmond, Virginia. The firm was founded in 2007 and is owned primarily by their employees through RiverFront Investment Holding Group LLC. Baird Financial Corp. is a minority owner of RiverFront Investment Holding Group, and therefore an indirect owner of the firm. RiverFront provides investment advice to a wide range of clients which includes, but not limited to, individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and corporations. They also serve as sub-adviser to investment companies. | Corporate Officer/Principal | - |
Training of Heather Houser
| University of Cincinnati (Ohio) | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
RiverFront Investment Group LLC
RiverFront Investment Group LLC Investment ManagersFinance RiverFront Investment Group LLC is a SEC-registered investment advisor headquartered in Richmond, Virginia. The firm was founded in 2007 and is owned primarily by their employees through RiverFront Investment Holding Group LLC. Baird Financial Corp. is a minority owner of RiverFront Investment Holding Group, and therefore an indirect owner of the firm. RiverFront provides investment advice to a wide range of clients which includes, but not limited to, individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and corporations. They also serve as sub-adviser to investment companies. | Finance |
Raymond James Financial Services, Inc.
Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Finance |
Wachovia Securities LLC
Wachovia Securities LLC Investment Banks/BrokersFinance Wachovia Securities LLC offered equity, fixed income, and structured products. It was founded in 2001 and was headquartered in St. Louis, MO. | Finance |
First Clearing LLC
First Clearing LLC Investment Banks/BrokersFinance First Clearing LLC is a trade name used by Wells Fargo Clearing Services, LLC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. The company is based in St. Louis, MO. The company provides correspondent services to broker-dealers and registered investment advisors, offering operational and platform solutions, risk management and compliance tools, and innovative approaches to drive business growth. | Finance |
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