Ethan Andrew Broga
Portfolio Manager-Equities at Empirical Financial Services LLC
Network origin in Ethan Andrew Broga first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Empirical Financial Services LLC
 Empirical Financial Services LLC Investment ManagersFinance Empirical Financial Services LLC, do-business-as Empirical Wealth Management (EWM), is an independent, SEC-registered investment advisor and wealth management firm headquartered in Seattle, Washington. The firm was founded by Kenneth Smith in 2009 and is a spin-off from Empirical Wealth Management LLC, an Oregon LLC founded by Mr. Smith in 2006. In December 2012, the firm purchased Empirical Wealth Management LLC from the remaining original members, re-merging the two companies as a Washington limited liability company. EWM provides investment advisory services to individuals, high net-worth individuals, pensions and profit sharing plans, charitable organizations, corporations or business entities, trusts, and estates. They also sponsor and provide portfolio management services for a wrap fee program.
15
| Private Company | Investment Managers | 15 |
The College for Financial Planning, Inc.
8
| College/University | Other Consumer Services | 8 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Ethan Andrew Broga via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| CHARLES SCHWAB | Investment Banks/Brokers | Corporate Officer/Principal | |
Charles Schwab & Co., Inc.
 Charles Schwab & Co., Inc. Investment ManagersFinance Schwab Charles & Co., Inc. engages in the provision of investment products and services to retirement and other benefit participants. It offers trading, banking, small business solutions, investment tools and research. The company was founded in 1971 and is headquartered in San Francisco, CA. | Investment Managers | Corporate Officer/Principal | |
JMG Financial Group Ltd.
 JMG Financial Group Ltd. Investment ManagersFinance JMG Financial Group Ltd. (JMG) is an independent, fee-only wealth management firm headquartered in Downers Grove, Illinois. Founded in 1984, JMG provides comprehensive and customized wealth management services for high net worth individuals and families. | Investment Managers | Corporate Officer/Principal | |
Morgan Stanley & Co. LLC
 Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Investment Banks/Brokers | Corporate Officer/Principal | |
University of Washington
 University of Washington Other Consumer ServicesConsumer Services University of Washington functions as a College/University. The company is headquartered in Seattle, WA. | College/University | Graduate Degree Undergraduate Degree Graduate Degree Graduate Degree | |
Arthur Andersen LLP
 Arthur Andersen LLP Miscellaneous Commercial ServicesCommercial Services Arthur Andersen LLP used to provide accounting services. It was also into consulting services for clients that operate businesses throughout the United States and around the world. Arthur Andersen was founded in 1913 and was headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| Seattle University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| University of San Francisco | College/University | Undergraduate Degree | |
| University of Oregon | College/University | Graduate Degree | |
| Evergreen State College | College/University | Undergraduate Degree | |
Keats, Connelly & Associates LLC
 Keats, Connelly & Associates LLC Miscellaneous Commercial ServicesCommercial Services Keats, Connelly & Associates LLC provides immigration consultation and cross-border financial planning services. Its services encompass tax planning and preparation, investment management, estate planning, retirement planning, risk management, advice on immigration options, and custodial services. The company was founded by Robert F. Keats in 1990 and is headquartered in Phoenix, AZ. | Miscellaneous Commercial Services | Chief Executive Officer | |
| Soroptimist International of Phoenix | President | ||
| John Carroll University | College/University | Undergraduate Degree | |
The American Institute of Certified Public Accountants
 The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Robert W. Baird & Co., Inc. (Private Banking)
 Robert W. Baird & Co., Inc. (Private Banking) Investment ManagersFinance Robert W. Baird & Co., Inc. (Private Banking) (RWBCI) is the wealth management division of Robert W. Baird & Co., Inc., an employee-owned capital markets, asset management and private equity firm headquartered in Milwaukee, Wisconsin. The firm was founded in 1919 and is a subsidiary of Baird Financial Corp., ultimately held by Baird Financial Group, Inc. RWBCI offers investment management services to all types of current or prospective clients, which include, but not limited to: individuals, trusts, estates, Retirement Accounts, pension and profit-sharing plans, charitable organizations, and corporations or other business entities. | Investment Managers | Portfolio Manager-Equities | |
| Portland State University | College/University | Undergraduate Degree | |
| The Phoenix Committee On Foreign Relations, Inc. | Corporate Officer/Principal | ||
| University of California San Diego | College/University | Undergraduate Degree | |
Cornell University
 Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree | |
| Illinois State University | College/University | Undergraduate Degree | |
| Saint Xavier University | College/University | Graduate Degree | |
| Arizona State University | College/University | Masters Business Admin | |
| Arizona Society of Certified Public Accountants | Corporate Officer/Principal | ||
| University of Illinois | College/University | Undergraduate Degree | |
BTS Asset Management, Inc.
 BTS Asset Management, Inc. Investment ManagersFinance BTS Asset Management, Inc. (BTS) is a privately-held, SEC-registered investment advisor headquartered in Lexington, Massachusetts. The firm was founded in 1979 by Vilis Pasts. BTS provides portfolio management services directly to individuals, high net worth individuals, corporate pension and profit-sharing plans, Taft-Hartley plans, foundations, endowments, registered investment companies and trust portfolios. | Investment Managers | President | |
UBS Securities (Asia) Ltd.
 UBS Securities (Asia) Ltd. Investment Banks/BrokersFinance UBS Securities Asia Ltd. (UBS Asia) is a brokerage firm headquartered in Hong Kong. The firm is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Asia provides corporate and institutional clients which include intermediary and alternative asset managers with financial advisory services, access to the world's capital markets and securities products and research in the field of equity, fixed-income, rates, foreign exchange, energy and metals. | Investment Banks/Brokers | Analyst-Equity | |
University of Southern California
 University of Southern California Other Consumer ServicesConsumer Services University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA. | College/University | Undergraduate Degree | |
HSBC Asia Pacific Holdings (UK) Ltd.
 HSBC Asia Pacific Holdings (UK) Ltd. Regional BanksFinance Part of HSBC Holdings Plc, HSBC Asia Pacific Holdings (UK) Ltd. is an international commercial bank. The company is based in Hong Kong, Hong Kong. Surendra Rosha has been the CEO of the Chinese company since 2021. | Regional Banks | Corporate Officer/Principal | |
| TYCOON GROUP HOLDINGS LIMITED | Medical Distributors | Director/Board Member | |
| Keene State College | College/University | Undergraduate Degree | |
| Southern Illinois University | College/University | Undergraduate Degree | |
| University of Arizona | College/University | Undergraduate Degree | |
| San Jose State University | College/University | Undergraduate Degree | |
FAS Wealth Partners, Inc.
 FAS Wealth Partners, Inc. Investment ManagersFinance FAS Wealth Partners, Inc. (FAS) is an independent registered investment advisor headquartered in Leawood, Kansas. The firm was founded by Max W. Greer, Jr. in 1979 as Financial Advisory Service, Inc. and changed its name to FAS Wealth Partners, Inc. in 2022. FAS provides financial planning and asset management services to individuals, define contribution plans (profit-sharing and 401(k)), trusts, estates, charitable organizations, corporations and other business entities. | Investment Managers | Director of Investments | |
| University of Kansas | College/University | Undergraduate Degree | |
Capstone Financial Advisors, Inc.
 Capstone Financial Advisors, Inc. Investment ManagersFinance Capstone Financial Advisors, Inc. (Capstone) is an independent, SEC-registered investment advisor headquartered in Downers Grove, Illinois. The firm was founded by Troy E. Bute and J. Frank Verkamp in 1999. Capstone provides advisory services to high-net-worth individuals, families, and institutions. | Investment Managers | Investment Committee Member | |
| University of Colorado Boulder | College/University | Undergraduate Degree |
Statistics
International
| United States | 38 |
| Hong Kong | 5 |
| Belgium | 2 |
Sectoral
| Consumer Services | 21 |
| Finance | 16 |
| Commercial Services | 4 |
| Distribution Services | 2 |
Operational
| Undergraduate Degree | 22 |
| Portfolio Manager-Equities | 21 |
| Graduate Degree | 14 |
| Corporate Officer/Principal | 13 |
| President | 6 |
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