![Devin J. Garofalo](https://cdn.zonebourse.com/static/resize/768/576//static/images/insiders/unknown.png)
Profile
Devin J.
Garofalo is currently the President & Chief Compliance Officer at Colonial River Investments LLC.
Prior to this role, he worked as a Branch Manager at LPL Financial LLC from 2010 to 2013.
Devin J. Garofalo active positions
Companies | Position | Start |
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Colonial River Investments LLC
![]() Colonial River Investments LLC Investment ManagersFinance Colonial River Investments LLC (Colonial River) is an independent, SEC-registered investment advisor headquartered in Midlothian, Virginia. The firm was founded in 2015 and does business as Colonial River Wealth Management LLC. Colonial River offers investment advisory services to individuals, high net worth individuals, families, trusts, estates, and businesses. | Chief Executive Officer | 2016-09-30 |
Former positions of Devin J. Garofalo
Companies | Position | End |
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LPL Financial LLC
![]() LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Corporate Officer/Principal | 2013-06-30 |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 2 |
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Colonial River Investments LLC
![]() Colonial River Investments LLC Investment ManagersFinance Colonial River Investments LLC (Colonial River) is an independent, SEC-registered investment advisor headquartered in Midlothian, Virginia. The firm was founded in 2015 and does business as Colonial River Wealth Management LLC. Colonial River offers investment advisory services to individuals, high net worth individuals, families, trusts, estates, and businesses. | Finance |
LPL Financial LLC
![]() LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Finance |
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