Dave Morton
Profile
Mr. Dave Morton is a Sales Associate at SBAuer Funds LLC.
He has worked on various sides of the business, from retail brokerage with EF Hutton and Shearson Lehman Brothers, floor trading with First Options at the CBOE and as an auditor with the National Futures Association, and industry regulatory body.
Most recently managed sales for two years for Sheaff Brock, an independent RIA.
He owned and managed his own firm for 17 years.
Previously, he worked in the marketing and advertising industry with Leo Burnett.
Mr. Morton holds a Bachelor of Science in finance from Indiana University.
Former positions of Dave Morton
Companies | Position | End |
---|---|---|
Leo Burnett Co., Inc.
Leo Burnett Co., Inc. Miscellaneous Commercial ServicesCommercial Services Leo Burnett Co., Inc. provides advertising services. It offers planning, creation, and management of advertising campaigns. The firm provides promotions, direct marketing services, multimedia and interactive marketing development. The company was founded in 1935 and is headquartered in Chicago, IL. | Corporate Officer/Principal | - |
CBOE GLOBAL MARKETS, INC. | Corporate Officer/Principal | - |
Sheaff Brock Investment Advisors LLC
Sheaff Brock Investment Advisors LLC Investment ManagersFinance Sheaff Brock Investment Advisors LLC (Sheaff Brock) is a registered investment advisor headquartered in Indianapolis, Indiana. The firm was founded by Dave Gilreath and Ron Brock in 2001 and is a subsidiary of Sheaff Brock Capital Management LLC. Sheaff Brock provides portfolio management services for high net worth individuals. | Corporate Officer/Principal | - |
National Futures Association
National Futures Association Miscellaneous Commercial ServicesCommercial Services National Futures Association is a self-regulatory organization for the derivatives industry. The non-profit company is based in Chicago, IL. The company's focus is on providing innovative and effective regulatory programs. The company was founded by Leonid Adolfovich Melamed. | Corporate Officer/Principal | - |
Shearson Lehman Bros., Inc.
Shearson Lehman Bros., Inc. Investment Banks/BrokersFinance Part of Lehman Brothers Holdings, Inc., Shearson Lehman Bros., Inc. provides security broker services. The company is based in New York, NY. | Corporate Officer/Principal | - |
Training of Dave Morton
Indiana University | Undergraduate Degree |
Experiences
Positions held
Linked companies
Listed companies | 1 |
---|---|
CBOE GLOBAL MARKETS, INC. | Finance |
Private companies | 6 |
---|---|
Shearson Lehman Bros., Inc.
Shearson Lehman Bros., Inc. Investment Banks/BrokersFinance Part of Lehman Brothers Holdings, Inc., Shearson Lehman Bros., Inc. provides security broker services. The company is based in New York, NY. | Finance |
Leo Burnett Co., Inc.
Leo Burnett Co., Inc. Miscellaneous Commercial ServicesCommercial Services Leo Burnett Co., Inc. provides advertising services. It offers planning, creation, and management of advertising campaigns. The firm provides promotions, direct marketing services, multimedia and interactive marketing development. The company was founded in 1935 and is headquartered in Chicago, IL. | Commercial Services |
National Futures Association
National Futures Association Miscellaneous Commercial ServicesCommercial Services National Futures Association is a self-regulatory organization for the derivatives industry. The non-profit company is based in Chicago, IL. The company's focus is on providing innovative and effective regulatory programs. The company was founded by Leonid Adolfovich Melamed. | Commercial Services |
E.F. Hutton & Co., Inc.
E.F. Hutton & Co., Inc. Financial ConglomeratesFinance Part of Barclays PLC, E.F. Hutton & Co., Inc. is a company that provides investment and financial services. The company is based in Providence, RI. | Finance |
SBAuer Funds LLC
SBAuer Funds LLC Investment ManagersFinance SBAuer Funds LLC (SBAuer) is an independent registered investment advisor headquartered in Indianapolis, Indiana. The firm was founded by Robert Auer and Bryan Auer in 2007. SBAuer serves as the investment manager to the Auer Growth Fund, a registered mutual fund. | Finance |
Sheaff Brock Investment Advisors LLC
Sheaff Brock Investment Advisors LLC Investment ManagersFinance Sheaff Brock Investment Advisors LLC (Sheaff Brock) is a registered investment advisor headquartered in Indianapolis, Indiana. The firm was founded by Dave Gilreath and Ron Brock in 2001 and is a subsidiary of Sheaff Brock Capital Management LLC. Sheaff Brock provides portfolio management services for high net worth individuals. | Finance |
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