Daniel Rong

Wells Fargo Advisors Financial Network LLC (WFAFN) is a SEC-registered investment adviser headquartered in St. Louis, Missouri. Founded in 2001, the firm is a subsidiary of Wachovia Securities Financial Holdings LLC and is a non-bank affiliate of Wells Fargo & Co. (NYSE: WFC), a financial holding company and bank holding company created in 1852. WFAFN provides advisory services to individuals, pension or profit-sharing plans, trusts, estates or charitable organizations, corporations or other business entities, governmental entities and educational institutions, as well as banks or thrift institutions. The firm also sponsors several wrap fee advisory programs.

Part of Ally Financial, Inc., GMAC-RFC Holding Co. LLC provides real estate finance services. The company is based in Minneapolis, MN.

Dickinson & Co. is a private company that specializes in security dealing and underwriting. The company is based in Des Moines, IA.

Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY.

The University of St. Thomas is an institution that values diversity, equity, and inclusion. The private company is based in St. Paul, MN. It offers over 150 undergraduate majors and minors, as well as graduate programs in various fields such as business, engineering, law, education, social work, and arts and humanities. The University of St. Thomas was founded in 1885 by John Ireland.

AB CarVal Investors LP (AB CarVal) is a SEC-registered investment advisor and alternative investment fund manager headquartered in Minneapolis, Minnesota. The firm was founded in 2006 as a continuation of Cargill Value Investment (CVI), which was an internal business unit of Cargill, Inc. (Cargill). In 2022, they were acquired by AllianceBernstein LP, which is ultimately owned by Equitable Holdings, Inc. (NYSE: EQH). The firm immediately changed its legal name from CarVal Investors LP to AB CarVal Investors LP. AB CarVal offers investment advisory services to private funds, single-investor vehicles, CLO vehicles, separately managed accounts, and non-discretionary accounts.

Lifeworks Services, Inc. offers healthcare services for children with special needs. Its services include career development, social enrichment services. The company was founded in 1965 and is headquartered in Eagan, MN.

IndyMac Bank FSB is a company that provides various types of printers including thermal inkjet printers, continuous inkjet printers, commercial printers, and laser printers. The company is based in Pasadena, CA and has subsidiaries in the United States. The company also offers order printer ink cartridges.

Norwest Corp. is a consulting and engineering services company based in Salt Lake City, UT and has subsidiaries in the United States. The private company provides consulting and engineering services.

Capital Asset Advisory, Inc. provides investment advice. The private company is based in Jacksonville, FL.

First Business Bank (Investment Management) (FBB-IM) is the investment management division of First Business Bank, a state-chartered, commercial bank headquartered in Madison, Wisconsin. The firm was founded in 1909 and is a wholly-owned subsidiary of First Business Financial Services, Inc. (NASDAQ: FBIZ). FBB-IM offers a full line of financial services for businesses and business owners, such as Business Banking, Private Wealth (Financial Planning, Investment Management, Trust & Estate Administration, and Private Banking) and Bank Consulting (Investment Portfolio Services, Asset Liability Management, ALM Process Validation) solutions.

Blue Cross & Blue Shield of Kansas, Inc. (Investment Portfolio) (BCBS-IP) is the investment portfolio division of Blue Cross & Blue Shield of Kansas, Inc., which is ultimately held by Blue Cross & Blue Shield Association. Headquartered in Topeka, Kansas, BCBS-IP provides investment advisory services to insurance company portfolios.

Blue Cross & Blue Shield of Minnesota Foundation is a non-profit organization based in Minneapolis, MN. The foundation focuses on improving the health of communities in Minnesota by providing grants to organizations that work towards health equity and addressing social determinants of health. Dana Erickson has been the CEO of the non-profit company since 2022.

National Investment Services of America LLC (NIS) is a registered investment adviser headquartered in Milwaukee, Wisconsin. The firm was founded by Bob Brooks in 2019 and is a majority-owned subsidiary of Resolute Investment Managers, Inc., ultimately held by Kelso Investment Associates VIII LP. NIS provides asset management services to multi-employer funds (pension and health and welfare funds), corporations, individuals, high-net worth individuals, state and local governmental entities, ERISA plans, Taft-Hartley accounts, private funds, unified managed accounts (UMAs) and endowment and foundation funds.