Dale J. Gibson

JPMorgan Securities Plc is a brokerage firm headquartered in London, UK. The firm was founded in 1992 and is a wholly-owned subsidiary of JP Morgan Capital Holdings Ltd., ultimately owned by JPMorgan Chase & Co. (NYSE: JPM) in the US. JPMorgan Securities provides market research, proprietary pricing data and analytics, and trade execution across multiple asset classes such as credit, equities and FX. They help institutional investors, traditional and alternative asset and fund managers, broker dealers and equity issuers meet the demands of changing markets.

Talos Securities Ltd. is the Great Britain-based brokerage subsidiary of Execution Services Group Ltd., itself a subsidiary of Boursorama (XP: BRS), ultimately held by Societé Générale SA (XP: GLR) in France. Authorized by the FSA in 2002, the firm is located in London and is one of Great Britain's largest execution-only stockbroking firms. Their trading name is SELF trade UK.

Bioverge Funds Management LLC (Bioverge Funds Management) is a venture capital subsidiary of Bioverge, Inc. founded in 2016 by Neil Jay Littman and Rick Gibb. The firm is headquartered in San Francisco, CA.

VOC Brazos Energy Partners LP is engaged in the production and development of oil and natural gas from properties located in Texas, Kansas. The company was founded on May 21, 2003 and is headquartered in Wichita, KS.

Inverness Advisors LLC provides capital raising and mergers and acquisitions advisory services to clients. The firm focus sectors are technology, media and healthcare. The company was founded by Derek Mattson, Tom Peters and David Stubbs in 2009 and is headquartered in San Francisco, CA.

Cohen Circle LLC (Cohen Circle) is a venture capital firm founded in 2015 by Betsy Cohen and Daniel Cohen. The firm is headquartered in New York.

CreditSights, Inc. is an independent investment research firm headquartered in New York City. The firm was co-founded by Paul Ciasullo, Reena Mithal, Glenn Reynolds and Peter Petas in 2000. They are a subsidiary of Fitch Group, Inc., ultimately owned by The Hearst Family Trust. CreditSights provides fundamental, in-depth credit research for buy-side decisionmakers, sell-side intermediaries and wealth managers and private banks globally. The firm actively covers more than 5,000 companies in North America, Europe, and Asia-Pacific representing over 56 countries.

Vess Oil Corp. operates and acquires oil and gas. It specializes in the acquisition, development, and exploitation of natural gas and service. The company was founded by J. Michael Vess in 1979 and is headquartered in Wichita, KS.

Elliot Advisors UK Ltd. is an investment fund that was founded in 1994. The private company is based in London, UK.

TowerBrook Capital Partners LP (TowerBrook Capital Partners) is a private equity firm founded in 1988 by Neal Moszkowski and Anthony O'Carroll. The firm is headquartered in New York.

Coöperatieve Rabobank UA provides corporate, investment banking and financial solutions. It operates through the following segments: Domestic Retail Banking, Wholesale, Rural & Retail (WRR), Leasing, Real Estate and Other Segments. The Domestic Retail Banking segment engages in the activities of the local Rabobanks, Obvion, Financial Solutions and Roparco. The WRR segment engages in the wholesale activities in Netherlands and focuses on the Food & Agri Sectors. The Leasing segment engages in the provision of leasing products. The Real Estate segment consists of the activities of Bouwfonds Property Development. The Other segment comprises the financial results of the investments in associates and Treasury and Head Office operations. The company was founded in 1972 and is headquartered in Utrecht, the Netherlands.

Lehman Brothers Holdings, Inc. engages in the provision of securities underwriting and investment services. The company is headquartered in New York, NY.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Catholic Social Services operates as a religious organization. The private company is based in Lincoln, NE.

Part of The Toronto-Dominion Bank, Cowen International Ltd. is a middle market investment bank that has been delivering differentiated, insight-driven strategies to empower clients for over 100 years. The company is based in London, UK. Cowen International offers various events and conferences, including TD Cowen’s Sustainability Week and Private Technology Growth Summit, which are intended for institutional and corporate clients only. The British company was founded in 2005. Kevin John Disley has been the CEO of the company since 2006.

Nomura International Plc provides a variety of financial services including advisement, investment banking and asset management. It trades in and sells fixed income and equity products, including related derivatives; and provides investment banking services, and corporate finance and private equity services. The company is also involved in asset and principal finance business. It offers investment advisory and management, custody, and employment services. Nomura International was founded in 1981 and is headquartered in London, the United Kingdom.

Baader Helvea AG (Baader Helvea) s the research-based Swiss brokerage subsidiary of Baader Bank AG (XE: BWB) in Germany. Formerly known as Helvea SA, established in 1990, the firm is located in Geneva and specializes in equity research, sales, sales trading, execution and administration, and services institutional clients worldwide, including pension funds, insurance funds, unit trusts, balanced funds and hedge funds. Their core market is Switzerland with a focus on small- and mid-cap companies; however, they also have expertise in European equity especially in those sectors in which Swiss companies operate as global players, such as banking, insurance, healthcare, food manufacturing, chemicals and luxury goods. The firm's research process focuses on company analysis and includes a company visitation program. They aim to identify companies likely to generate superior returns for shareholders and to evaluate sector or company-specific trends.

Barclays Capital Securities Ltd. (BCS) is the brokerage subsidiary of Barclays Bank plc, which is owned by Barclays Plc (LON: BARC), an international financial services group in Great Britain. The firm was founded in 1985 and is headquartered in London with offices worldwide. BCS provides prime brokerage services which include equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics.

Part of Shore Capital Group Ltd., Stockdale Securities Ltd. is a brokerage firm based in London, UK. The British company was founded in 1963 by Timothy David Feather. Mark Finlay Brown has been the CEO of the company since 2014. Stockdale Securities was acquired by Shore Capital Group Ltd. from Somers Ltd. on March 31, 2019 for $11.72 million.

Part of Raymond James Financial, Inc., Raymond James Euro Equities SAS is a brokerage services provider. The company is based in Paris, France. The French company was founded in 2001 by Philippe Andrieu, David Kruk, Laurent Thomasset. The CEO is Thierry Guille.

Oddo BHF SCA (Broker) is the securities brokerage division of Oddo BHF SCA, a financial services company headquartered in Paris, France. The firm provides equity brokerage services to various investors.

Invesco Asset Management Ltd. (IAML) is the wholly-owned Great Britain-based investment management subsidiary of Invesco UK Ltd., itself a subsidiary of Invesco Ltd. (NYSE: IVZ) in the US. The firm was founded in 1969 as Cavalier Securities Ltd. and became Invesco Asset Management Ltd. in 1993. They are headquartered in Henley-on-Thames, Oxfordshire. IAML provides investment management services on both a discretionary and non-discretionary basis to pension and profit-sharing plans, educational institutions, investment companies, insurance companies, individuals and holding companies. The firm also acts as investment advisor for a number of mutual funds on a sub-advised basis.

Raymond James Investment Services Ltd. (RJIS) is the Great Britain-based private client wealth management arm of Raymond James Financial, Inc. (NYSE: RJF) in the US. Founded in 1999, the firm is headquartered in London and provides wealth management services and support to investment managers, stockbrokers and investment-focused financial planners in the UK which service high-net worth investors. RJIS also provides mandates for charities and pension funds.

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

Part of Insight Enterprises, Inc., TigerDirect LLC is a company that provides technology services and solutions. The company is based in Lewis Center, OH. The company was founded in 1983. Mario Martignoni has been the CEO of the company since 2011. TigerDirect was acquired by PCM, Inc., part of Insight Enterprises, Inc. from August 30, 2019 on September 17, 2007 for $53.60 million.

Simple-Fill, Inc. develops natural gas compression technologies. The company was founded by Robert Underhill and Fabio Chiara in 2013 and is headquartered in Columbus, OH.

AMTROL, Inc. engages in the manufacture of heating, ventilation, and pressure control products. Its products include well water; plumbing and hot water; heating systems; plumbing and domestic hot water; hydronic heating and chilled water; fire protection; pump systems; non-refillable cylinders; refillable cylinders; and refrigerant recovery cylinders. The company was founded by Chester H. Kirk, Jr. in 1946 and is headquartered in West Warwick, RI.

Worthington Specialty Processing, Inc. engages in steel processing. The joint venture company is based in Columbus, MI.