Cynthia Durfee
Director/Board Member at Foreside Financial Group LLC
Network origin in Cynthia Durfee first degree
Entity | Entity type | Industry | |
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Foreside Financial Group LLC
Foreside Financial Group LLC Packaged SoftwareTechnology Services Foreside Financial Group LLC engages in the provision of regulatory and compliance services. Is solutions include broker-dealer consulting, investment advisor consulting, capital connections, fund officer services and technology solutions. It offers services to investment adviser, broker-dealer, CPOs/CTAs, mutual funds, exchange-traded products (ETPs), funds of funds, hedge funds, private equity funds and investment bankers. The company was founded on October 19, 2005 and is headquartered in Portland, ME.
62
| Holding Company | Packaged Software | 62 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Cynthia Durfee via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
Thornburg Investment Management, Inc.
Thornburg Investment Management, Inc. Investment ManagersFinance Thornburg Investment Management, Inc. (Thornburg) is a privately-held, SEC-registered investment advisor headquartered in Santa Fe, New Mexico. The firm was founded by H. Garrett Thornburg in 1982. Thornburg provides discretionary portfolio management and investment services to several client types, which includes Thornburg Investment Trust, registered investment companies as to which Thornburg is a sub-adviser, separate accounts for institutional clients and private clients, wrap fee accounts of sponsored program accounts, unified managed account programs, private investment funds and other non-SEC registered investment vehicles. | Investment Managers | Chief Administrative Officer | |
SABA CAPITAL INCOME & OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO | |
Harding Loevner Funds, Inc. | Investment Trusts/Mutual Funds | Director of Finance/CFO | |
DWS Investment Management Americas, Inc.
DWS Investment Management Americas, Inc. Investment ManagersFinance DWS Investment Management Americas, Inc. (DIMA) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1984 and formerly known as Deutsche Investment Management Americas Inc. In 2018, they changed their name to DWS as part of the rebranding of Deutsche Asset Management. They are a subsidiary of DWS USA Corp., ultimately held by Deutsche Bank AG (ETR: DBK) in Germany. DIMA provides discretionary and non-discretionary investment advisory services to various institutional clients. They also provide investment advisory services for their municipal bond strategies through wrap fee programs. | Investment Managers | Portfolio Manager-Equities | |
UMB Fund Services, Inc.
UMB Fund Services, Inc. Financial ConglomeratesFinance At UMB Fund Services, they recognize the unique challenges clients face. Their goal is to leave clients free to focus on client's primary goals: investment performance and growing assets under management. Having confidence in Client's back office will enhance client's ability to deliver on these goals. Their cutting-edge combination of service, product depth and technology is designed to deliver the unparalleled customer experience the kind clients expect and deserve. In today's marketplace, clients need more than a provider; clients need a partner that recognizes they are a critical part of how clients do business and treats client's business as if it were their own. That's how they do business at UMB Fund Services, and how they deliver on their brand promise. | Financial Conglomerates | Compliance Officer | |
Ultimus Fund Solutions LLC
Ultimus Fund Solutions LLC Investment ManagersFinance Ultimus Fund Solutions LLC provides investment firms with customizable, full-service administration, accounting, and investor servicing solutions. Ultimus Fund Solutions was founded in 1999 by Bob G. Dorsey, Mark Seger, and John Splain, and is based in Cincinnati, OH. The company's services include portfolio administration and accounting, modern investor servicing tools, comprehensive compliance programs, tax, auditing, and distribution support. Ultimus Fund Solutions helps investment managers launch and operate successful ETFs, and provides tax reporting services to funds, co-investment entities, general partners, and management companies. The company also offers outsourcing management company administration services solutions, which reduce the resources needed to support an in-house accounting team. The company has subsidiaries in the United States and Russian Federation. Gary Tenkman has been the CEO of the company since 2014. | Investment Managers | Compliance Officer | |
Alpha Core Strategies Fund
Alpha Core Strategies Fund Investment Trusts/Mutual FundsMiscellaneous Alpha Core Strategies Fund acts as a closed-end, diversified management investment company. The Fund’s investment objective is to achieve risk-adjusted rates of return through investment in a diversified portfolio of assets. It operates as a “Fund-of-Funds” investing, either directly or indirectly, in a group of funds or other pooled investment vehicles (Sub-Funds) managed by investment advisers selected by the Fund’s investment manager. The Fund seeks to provide investors with exposure to alternative investment strategies by investing in diversified markets and instruments. The company is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Treasurer | |
Keeley Funds, Inc. | Investment Trusts/Mutual Funds | Compliance Officer | |
PENNANTPARK INVESTMENT CORPORATION | Investment Managers | Compliance Officer | |
SLR INVESTMENT CORP. | Investment Managers | Compliance Officer | |
PNMAC Capital Management LLC
PNMAC Capital Management LLC Investment ManagersFinance Part of PennyMac Financial Services, Inc., PNMAC Capital Management LLC is a company that provides investment advisory services. The company is based in Westlake Village, CA. The company was founded by Stanford L. Kurland. The CEO is David A. Spector. | Investment Managers | Compliance Officer | |
PENNANTPARK FLOATING RATE CAPITAL LTD. | Investment Managers | Compliance Officer | |
SLR SENIOR INVESTMENT CORP. | Investment Managers | Compliance Officer | |
Akumina, Inc.
Akumina, Inc. Packaged SoftwareTechnology Services Akumina, Inc. engages in development of digital engagement software. It offers modern intranet software, online collaboration engine, enterprise communications platform, digital workplace, intranet content management system and enterprise native mobility services. The company was founded by Edward J. Rogers and Steven Sherkanowski in 2011 and is headquartered in Nashua, NH. | Packaged Software | Director/Board Member | |
Fairleigh Dickinson University | College/University | Masters Business Admin | |
Lehigh University | College/University | Undergraduate Degree | |
New York Law School | College/University | Graduate Degree | |
Alaric Compliance Services LLC
Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Investment Managers | Chief Executive Officer | |
Spurwink Services
Spurwink Services Medical/Nursing ServicesHealth Services Spurwink Services provides mental health services. It offers behavioral health and education services for children, adults, and families. The company was founded in 1960 and is headquartered in Portland, ME. | Medical/Nursing Services | Director/Board Member | |
Foreside Management Services LLC
Foreside Management Services LLC Miscellaneous Commercial ServicesCommercial Services Foreside Management Services LLC provides management and administrative services. The private company is based in Portland, ME. | Miscellaneous Commercial Services | Director of Finance/CFO | |
Cipperman Compliance Services LLC
Cipperman Compliance Services LLC Miscellaneous Commercial ServicesCommercial Services Part of Foreside Financial Group LLC, Cipperman Compliance Services LLC provides compliance services. The company is based in Wayne, PA. Cipperman Compliance Services was acquired by Foreside Financial Group LLC on April 07, 2022. The company was founded by Todd Cipperman. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Constant Energy Capital Management, Inc.
Constant Energy Capital Management, Inc. Financial ConglomeratesFinance Constant Energy Capital Management, Inc. engages in provision of renewable electricity generation and storage investment platform. It specializes in development, direct financing, construction and asset management of private power projects. The company was founded by Franck Constant in 1995 and is headquartered in Falmouth, ME. | Financial Conglomerates | Director/Board Member | |
Foreside Fund Officer Services LLC
Foreside Fund Officer Services LLC Financial ConglomeratesFinance Foreside Fund Officer Services LLC provides investment services. The private company is based in Columbus. | Financial Conglomerates | Director/Board Member | |
Buckeye State Bank
Buckeye State Bank Regional BanksFinance Buckeye State Bank engages in banking solutions. It offers a range of services such as personal and business savings, checking, personal loans, master debit card, credit cards; loans and credit such as home mortgage, equity line of credit, auto loans, commercial real estate, small business administration, E-services and tools; and others. The company was founded on January 3, 2014 and is headquartered in Powell, OH. | Regional Banks | Director/Board Member | |
SCP Private Credit Income BDC LLC
SCP Private Credit Income BDC LLC Investment ManagersFinance Scp Private Credit Income Bdc LLC engages in the sourcing, underwriting, and managing a diverse portfolio of private senior secured loans primarily to upper middle market companies. It also invests a portion in healthcare companies. The company was founded on May 18, 2018 and is headquartered in New York, New York. | Investment Managers | Compliance Officer | |
A3 Alternative Income Fund
A3 Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous A3 Alternative Credit Fund is a non-diversified, closed-end management investment company that is operated as an interval fund. Its investment objective is to seek total return through investments that offer regular income or the potential for price appreciation. The company was founded on May 9, 2019 and is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | Compliance Officer | |
BUCKEYE STATE BANK | Regional Banks | Director/Board Member | |
Flowstone Opportunity Fund
Flowstone Opportunity Fund Investment ManagersFinance Flowstone Opportunity Fund, a fund of funds, invests across the globe in venture capital, buyout and mezzanine funds. | Investment Managers | Compliance Officer | |
Franklin BSP Private Credit Fund
Franklin BSP Private Credit Fund Investment Trusts/Mutual FundsMiscellaneous Franklin BSP Private Credit Fund operates as a non-diversified close-ended fund. It aims to invest in private credit investments in middle market companies. The company was founded on November 12, 2019 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Compliance Officer | |
Datum One Series Trust
Datum One Series Trust Finance/Rental/LeasingFinance Datum One Series Trust operates as a pooled investment company, which has created and issued shares in one or more series. The company is headquartered in Chicago, IL. | Finance/Rental/Leasing | Treasurer Director/Board Member | |
FRANKLIN BSP CAPITAL CORPORATION | Miscellaneous | Compliance Officer | |
SIH ACA Topco LP
SIH ACA Topco LP Information Technology ServicesTechnology Services SIH ACA Topco LP is a governance, risk, and compliance advisor in financial services. SIH ACA Topco is based in New York, NY and has subsidiaries in the United States. The company empowers clients to reimagine GRC and protect and grow their business by integrating advisory, managed services, and distribution solutions with their ComplianceAlpha® regulatory technology platform. The company has a team of former regulators and practitioners with a deep understanding of the regulatory landscape. The company was founded in 2002, and Patrick Michael Olson has been the CEO of the company since 2023. | Information Technology Services | Chief Executive Officer |
Statistics
International
United States | 39 |
Sectoral
Finance | 20 |
Miscellaneous | 11 |
Commercial Services | 4 |
Consumer Services | 4 |
Technology Services | 3 |
Operational
Director/Board Member | 64 |
Compliance Officer | 15 |
Corporate Officer/Principal | 11 |
Treasurer | 6 |
Director of Finance/CFO | 5 |
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