Cynthia Dawn Lyons

Compliance Officer at Fulcrum Securities LLC

Finance

Profile

Ms. Cynthia D.
Lyons is Chief Compliance Officer at Fulcrum Securities LLC.
Ms. Lyons has extensive years of brokerage experience.
She started her career at Stifel Nicolaus & Co. in 1987.
While there, she gained branch office and operations and compliance experience.
After leaving Stifel Nicolaus, she worked for two boutique retail firms and later, two investment banking firms, the last of which was Flagstone Securities, Inc. in St. Louis, Missouri.
During Ms. Lyons' tenure in banking, she served a variety of functions including as Financial Operations Principal, compliance officer, and operations manager.

Cynthia Dawn Lyons active positions

Companies	Position	Start
Fulcrum Securities LLC Fulcrum Securities LLC Investment Banks/BrokersFinance Founded in 2004 by J. Patrick Kearns, Fulcrum Securities LLC is a registered broker dealer located in McLean, Virginia. The firm is a subsidiary of AHM-Pivot Holdings LLC, itself a subsidiary of Pivot Holdings LLC.	Compliance Officer	2011-02-09

All active positions of Cynthia Dawn Lyons

Former positions of Cynthia Dawn Lyons

Companies	Position	End
Flagstone Securities LLC Flagstone Securities LLC Investment Banks/BrokersFinance A subsidiary of Flagstone Securities LLC, Flagstone Securities is an investment bank headquartered in St. Louis, Missouri. The firm provides capital market services with a significant focus on the specialty finance sector, particularly mortgage REITs and mortgage finance companies and in the private placement of debt and equity.	Corporate Officer/Principal	-
Stifel, Nicolaus & Co., Inc. Stifel, Nicolaus & Co., Inc. Investment ManagersFinance Stifel, Nicolaus & Co., Inc. (Stifel) is a dual-registered broker-dealer and investment adviser headquartered in St. Louis, Missouri. Founded in 1890, the firm is a subsidiary of Stifel Financial Corp. (NYSE: SF), a financial service holding company. Stifel provides full-service brokerage and investment advisory services to individuals and their families, institutions and businesses, and financial advisors.	Corporate Officer/Principal	-

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Private companies	3
Fulcrum Securities LLC Fulcrum Securities LLC Investment Banks/BrokersFinance Founded in 2004 by J. Patrick Kearns, Fulcrum Securities LLC is a registered broker dealer located in McLean, Virginia. The firm is a subsidiary of AHM-Pivot Holdings LLC, itself a subsidiary of Pivot Holdings LLC.	Finance
Stifel, Nicolaus & Co., Inc. Stifel, Nicolaus & Co., Inc. Investment ManagersFinance Stifel, Nicolaus & Co., Inc. (Stifel) is a dual-registered broker-dealer and investment adviser headquartered in St. Louis, Missouri. Founded in 1890, the firm is a subsidiary of Stifel Financial Corp. (NYSE: SF), a financial service holding company. Stifel provides full-service brokerage and investment advisory services to individuals and their families, institutions and businesses, and financial advisors.	Finance
Flagstone Securities LLC Flagstone Securities LLC Investment Banks/BrokersFinance A subsidiary of Flagstone Securities LLC, Flagstone Securities is an investment bank headquartered in St. Louis, Missouri. The firm provides capital market services with a significant focus on the specialty finance sector, particularly mortgage REITs and mortgage finance companies and in the private placement of debt and equity.	Finance

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Cynthia Dawn Lyons