Brian D. Baloga

Part of Lehman Brothers Holdings, Inc., Shearson Lehman Bros., Inc. provides security broker services. The company is based in New York, NY.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve.

Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY.

MaltinPatterson Global Advisers LLC (MaltinPatterson Global Advisers) is a private equity firm, a subsidiary of Mattinpatterson PE Holdings LLC, founded in 2002 by David Jeffrey Matlin and Mark R. Patterson. The firm is headquartered in New York.

Franklin Templeton Private Portfolio Group LLC (FTPPG) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2007 as Legg Mason Private Portfolio Group LLC and changed their name to Franklin Templeton Private Portfolio Group LLC in 2022. They are a wholly-owned subsidiary of Legg Mason, Inc. (NYSE: LM). FTPPG, together with their subadvisors, provides investment advisory services for a wide range of clients in sponsor firm investment programs such as individuals, pension and profit-sharing plans, endowments, foundations, unions and state and local governmental entities. The firm also manages wrap fee programs.

Victor Securities LLC provides brokerage solutions to professional investors. It offers real-time risk management tools, customizable reporting, choice of trading platforms, and a capital introduction program that focuses on facilitating mutually beneficial relationships between managers and investors. The company was founded by Kevin Bakhler, John T.A. Pawluk, Craig S. Aronoff, and Scott Richard Franzini in September 2010 and is headquartered in Englewood, NJ.

AllianceBernstein LP (AB) is a SEC-registered investment advisor and mutual fund manager headquartered in Nashville, Tennessee. Founded in 2000, the firm is owned by Equitable Financial Life Insurance Co., ultimately held by Equitable Holdings, Inc. (NYSE: EQH). AB provides investment advice to investment companies, pension and profit-sharing plans, banks and thrift institutions, trusts, estates, government agencies, charitable organizations, individuals, corporations and other business entities.

ClearBridge LLC is an investment advisory firm headquartered in Baltimore, Maryland. The firm was founded by Bill Miller in 1982 as Legg Mason Capital Management LLC. They are a subsidiary of Legg Mason, Inc., which is owned by Franklin Resources, Inc. (NYSE: BEN). ClearBridge provides investment advice to high net-worth individuals, investment companies, pension and profit-sharing plans, other pooled investment vehicle, charitable organizations, endowments, foundations, corporations, state or municipal government entities, sovereign wealth funds, insurance companies and other tax-exempt entities.

Northern Trust Investments, Inc. (Investment Management) (NTI-IM) is the asset management division of Northern Trust Investments, Inc., ultimately held by Northern Trust Corp. (NASDAQGS: NTRS), a multi-bank holding company established in 1889. The firm was founded in 1988 and headquartered in Chicago, Illinois. NTI-IM provides a wide range of discretionary and non-discretionary investment advisory and sub-advisory services to individual and institutional clients.

Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors.

Nassau Health Care Corp. provides health care services. It offers specialized medicine, primary care and wellness, surgical and emergency care, radiology and laboratory services. The company was founded in 1997 and is headquartered in East Meadow, NY.

ClearBridge Investments LLC is a SEC-registered investment advisor headquartered in New York City. They are a subsidiary of Legg Mason, Inc., ultimately held by Franklin Resources, Inc. (NYSE: BEN). The firm was founded in 2005 as ClearBridge Advisors, which operated through Citigroup Asset Management NA, and was acquired by Legg Mason that year. They changed their name to ClearBridge Investments LLC in 2012. ClearBridge Investments manages separate accounts for both institutional and retail clients. The firm also acts as adviser or sub-adviser to the ClearBridge Funds which are part of the Legg Mason family of mutual funds.

New York Bankers Association, Inc. provides financial services. The firm is comprised of commercial banks and thrift institutions. It offers keystate insurance captive management, office depot, excelsior growth fund’s smartloan, agility recovery, and nyba sponsored healthcare solutions from pomco group. The company was founded in 1894 and is headquartered in New York, NY.

ClearBridge Investments Ltd. (Investment Management) (ClearBridge-IM) is the Australia-based boutique fund management division of ClearBridge Investments Ltd., ultimately held by Franklin Resources, Inc. (NYSE: BEN) in the US. The firm was founded by Richard Elmslie and Nick Langley in 2006 as RARE Infrastructure Ltd. Headquartered in Sydney, ClearBridge-IM provides a range of investment management services to investors globally. ClearBridge Investments is a signatory to the United Nations Principles for Responsible Investing (PRI).

St. James Investment Advisors LLC (St. James) is an independent registered investment advisor headquartered in Port Jefferson, New York. The firm was founded by Brian C. Mark in 2016. St. James provides investment management services to a wide array of private individuals, trusts and estates, corporations, pension and profit-sharing plans, charitable organizations, retirement plans and other investment advisers.

Synergis Education, Inc. provides educational services designed for college and university leaders. Its services include 3 modality, marketing and enrollment, academic services, student retention, and system integration. The company was founded by Norman F. Allgood in 2011 and is headquartered in Mesa AZ,

St. James Investment Co. LLC (St. James) is an independent, fee-only, registered investment advisory firm headquartered in Dallas, Texas. The firm was founded by Brian C. Mark and Robert J. Mark in 1999 and is a subsidiary of Sibelius Holdings LLC. St. James manages equity portfolios for private individuals, trusts and estates, registered investment companies (mutual funds and an ETF), pension, profit-sharing and other retirement plans, charitable organizations, and foundations.

Corporate Event Marketing Association advances strategic event marketing and marketing communications for senior-level event marketers and industry professionals. The company was founded in 1992 and is headquartered in Roseville, CA.

United Way of Long Island develops programs for education, income/financial stability and health. The company was founded in 1964 and is headquartered in Deer Park, NY.