Profile
Ms. Barbara A.
Kelley is Chief Compliance Officer at Pacific Global Investment Management Co.
Before joining Pacific Global in 2001, Ms. Kelley was President of Transamerica Financial Resources, a broker/dealer.
She previously held management positions at Transamerica, Chubb Securities Corporation, and Concord (NH) National Bank.
She served on the NASD District 2 (Los Angeles) Committee in 1992 through 1994 and 2004.
Ms. Kelley received a B.S.
degree from the University of Vermont and a M.B.A.
from the University of New Hampshire.
Former positions of Barbara A. Kelley
| Companies | Position | End |
|---|---|---|
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Corporate Officer/Principal | 2004-12-30 |
Transamerica Finance Corp.
 Transamerica Finance Corp. Financial ConglomeratesFinance Transamerica Finance Corp. engages in the provision of investment and financial services. It offers life insurance, pension, and leasing. The company is headquartered in Rosemont, IL. | President | 2000-12-30 |
| Chubb Security Systems, Inc. | Corporate Officer/Principal | - |
Pacific Global Investment Management Co.
 Pacific Global Investment Management Co. Investment ManagersFinance Founded in 1991, Pacific Global Investment Management Co. is a registered investment advisor located in Glendale, California. The firm is the advisor to the Pacific Advisors family of mutual funds. | Compliance Officer | - |
Training of Barbara A. Kelley
| University of Vermont | Undergraduate Degree |
| University of New Hampshire | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
Pacific Global Investment Management Co.
Pacific Global Investment Management Co. Investment ManagersFinance Founded in 1991, Pacific Global Investment Management Co. is a registered investment advisor located in Glendale, California. The firm is the advisor to the Pacific Advisors family of mutual funds. | Finance |
Transamerica Finance Corp.
Transamerica Finance Corp. Financial ConglomeratesFinance Transamerica Finance Corp. engages in the provision of investment and financial services. It offers life insurance, pension, and leasing. The company is headquartered in Rosemont, IL. | Finance |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Finance |
| Chubb Security Systems, Inc. |
- Stock Market
- Insiders
- Barbara A. Kelley
