Ann Caruso

Finance

Consumer Services

Profile

Prior to joining RegentAtlantic, Ms. Caruso developed a wealth of experience in the financial services industry with institutions such as Morgan Guaranty Trust, First Interstate Bank and Bankers Trust.
She served as a Principal at Alex.
Brown Securities and was responsible for securities sales, trading and investor services businesses.
Ms. Caruso earned a BA in Business Administration from Rutgers and an MBA in Finance from the UCLA Anderson Graduate School of Management.
She is actively involved in her community, having volunteered at Habitat for Humanity of Morris County and Overlook Hospital.

Former positions of Ann Caruso

Companies	Position	End
RegentAtlantic Capital LLC RegentAtlantic Capital LLC Investment ManagersFinance RegentAtlantic Capital LLC (RegentAtlantic) is a SEC-registered investment advisor headquartered in Morristown, New Jersey. The firm was founded in 1997 when EB Advisory Corp. (formed in 1982) and Individual Asset Planning (formed in 1983) joined to form Bugen, Stuart, Korn, & Cordaro, Inc. They changed their name to RegentAtlantic Capital in 2001. In 2021, the firm became a majority-owned subsidiary of CI Private Wealth LLC, which is majority-owned subsidiary of CI Financial Corp. (TSX: CIX; NYSE: CIXX) in Canada. RegentAtlantic offers global wealth management and asset management advisory services to individual and institutional clients.	Analyst-Equity	2009-12-30
Alex Brown, Inc. Alex Brown, Inc. Investment Banks/BrokersFinance Part of Raymond James Financial, Inc., Alex Brown, Inc. is a diversified financial services company based in Baltimore, MD. The company offers financial planning, wealth management, investment banking, asset management, and capital markets services.	Corporate Officer/Principal	-
First Interstate Bank (Billings, Montana) First Interstate Bank (Billings, Montana) Investment ManagersFinance First Interstate Bank is the investment management subsidiary of First Interstate BancSystem, Inc. (NASDAQ: FIBK), a financial holding company headquartered in Billings, Montana. Founded in 1971, the firm provides wealth management services to individuals and businesses.	Corporate Officer/Principal	-
Morgan Guaranty Trust Company of New York	Corporate Officer/Principal	-

See the detail of Ann Caruso's experience

Training of Ann Caruso

Rutgers State University of New Jersey	Undergraduate Degree
University of California, Los Angeles	Masters Business Admin

Experiences
Positions held

Active

Inactive

Listed companies

Private companies