Andrew A. Serafen

Finance

Profile

Mr. Andrew A.
Serafen is Senior Vice President at Register Financial Advisors LLC.
He is also an Equity Portfolio Manager in the firm.
He has over 17 years of portfolio and wealth management experience.
Prior to joining Register Financial Advisors, Mr. Serafen was a Senior Vice President with CitiSmithBarney and Senior Portfolio Manager at Oppenheimer.
He has actively managed growth equity portfolios for high net worth clients since 1994.

Former positions of Andrew A. Serafen

Companies	Position	End
Register Financial Advisors LLC Register Financial Advisors LLC Investment ManagersFinance Register Financial Advisors LLC (RFA) is an independent, SEC-registered investment advisor headquartered in Atlanta, Georgia. The firm was founded by George Register in 2006. RFA provides portfolio management services to individuals, corporations and business entities, pension and profit-sharing plans, charitable institutions, foundations, endowments, and estate and trusts.	Portfolio Manager-Equities	2020-06-03
Oppenheimer + Close LLC Oppenheimer + Close LLC Investment ManagersFinance Oppenheimer + Close LLC is an independent, SEC-registered investment advisor headquartered in New York City. The firm was founded by Philip Oppenheimer in 1984 as Oppvest II LLC. Oppenheimer + Close manages equity investments for individuals, pension funds, family charitable trusts and foundations through individually managed accounts as well as three domestic partnerships.	Corporate Officer/Principal	-
Morgan Stanley Smith Barney Private Management LLC Morgan Stanley Smith Barney Private Management LLC Investment ManagersFinance Founded in 1999, Morgan Stanley Smith Barney Private Management LLC is a registered investment advisor headquartered in New York City. The firm is a wholly-owned subsidiary of Morgan Stanley Smith Barney Holdings LLC.	Corporate Officer/Principal	-

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Linked companies

Private companies	3
Register Financial Advisors LLC Register Financial Advisors LLC Investment ManagersFinance Register Financial Advisors LLC (RFA) is an independent, SEC-registered investment advisor headquartered in Atlanta, Georgia. The firm was founded by George Register in 2006. RFA provides portfolio management services to individuals, corporations and business entities, pension and profit-sharing plans, charitable institutions, foundations, endowments, and estate and trusts.	Finance
Morgan Stanley Smith Barney Private Management LLC Morgan Stanley Smith Barney Private Management LLC Investment ManagersFinance Founded in 1999, Morgan Stanley Smith Barney Private Management LLC is a registered investment advisor headquartered in New York City. The firm is a wholly-owned subsidiary of Morgan Stanley Smith Barney Holdings LLC.	Finance
Oppenheimer + Close LLC Oppenheimer + Close LLC Investment ManagersFinance Oppenheimer + Close LLC is an independent, SEC-registered investment advisor headquartered in New York City. The firm was founded by Philip Oppenheimer in 1984 as Oppvest II LLC. Oppenheimer + Close manages equity investments for individuals, pension funds, family charitable trusts and foundations through individually managed accounts as well as three domestic partnerships.	Finance

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Andrew A. Serafen