Ms. Braga joined Saratoga Research & Investment Research in March 2010.
She began her career at Shearson Lehman Hutton in 1989, and stayed with that firm through its numerous iterations.
She has mastered a variety of operational, supervisory and compliance roles.
She finished her brokerage career as a Control Administrator, and was routinely called upon by her firm to manage focus groups which tested pilot compliance systems in order to assist with implementation of new FINRA and SEC regulations.
Her responsibilities also included reviewing policies for clarity and offering monitoring solutions for implementation within the branches.
Ms. Braga graduated from the University of California at Santa Barbara with a B.A.
in Political Science with an International Relations Emphasis.
Ms. Braga enjoys spending time with her family and kids, many outdoor activities and traveling both within the U.S.
and abroad.
In her spare time, she runs a weekend program for children from pre-K to 6th grade.
