Company Beneficient

Equities

BENF

US08178Q3092

Financial Technology (Fintech)

Business Summary

Sales per Business

Sales per region

Share class

Shareholders

Company contact information

Sector

Sales per Business

Sector Financial Technology (Fintech) (NEC)

Market Closed - Nasdaq Other stock markets 04:00:00 2024-06-07 pm EDT			5-day change	1st Jan Change
3.3 ^USD	+3.94%		-0.90%	-91.51%

May. 06	Top Premarket Gainers	MT
May. 03	Top Midday Gainers	MT

Beneficient is a technology-enabled financial services company. The Company provides liquidity solutions and trust products and services to participants in the alternative assets industry through its end-to-end online regulated platform, Ben AltAccess. The Company operates through three segments: Ben Liquidity, Ben Custody and Customer ExAlt Trusts. The Ben Liquidity segment offers Benâs alternative asset liquidity and fiduciary financing products through Ben AltAccess. The Ben Custody segment addresses the administrative and regulatory burden of holding alternative assets by offering custody and trust administration support services to trustees of the Customer ExAlt Trusts, including BFF, and also offers document custodian services to customers. The Customer ExAlt Trusts segment holds interests in alternative assets. Its other business unit, Ben Markets, provides broker-dealer and transfer agency services in connection with offering certain of its liquidity products and services.

Number of employees: 165

USD in Million	2023	Weight	Delta
Customer ExAlt Trusts 84.9 %	-89	84.9 %	-
Corporate and Other 15.1 %	-16	15.1 %	-
Ben Custody 0.0 %	0	0.0 %	-

USD in Million	2023	Weight	Delta
United States 100.0 %	-105	100.0 %	-

	Vote	Quantity	Free-Float	Company-owned shares	Total Float
Stock A	1	239,255	0	0	33.12 %
Stock B	1	3,365,931	1,194,176 ( 35.48 %)	0

Name	Equities	%	Valuation
Elizabeth C Freeman 60.01 %	1,934,638	60.01 %	9 M $
Hatteras Investment Partners LP 17.45 %	562,747	17.45 %	2 M $
Grid Holding Co. Llc 5.353 %	172,573	5.353 %	764 498 $
RiverNorth Capital Management LLC 0.9629 %	31,043	0.9629 %	137 520 $
Brad Heppner 0.4246 %	13,690	0.4246 %	60 647 $
Lighthouse Investment Partners LLC 0.4126 %	13,301	0.4126 %	58 923 $
Richard Fisher 0.4008 %	12,922	0.4008 %	57 244 $
Vanguard Global Advisers LLC 0.3839 %	12,377	0.3839 %	54 830 $
Bruce Schnitzer 0.3625 %	11,687	0.3625 %	51 773 $
UBS Securities LLC 0.3380 %	10,896	0.3380 %	48 269 $

Name	Equities	%	Valuation
Brad Heppner -	61,339,318	-	272 M $
Thomas Hicks -	13,295,788	-	59 M $
James Silk -	435,936	-	2 M $
Richard Fisher -	271,968	-	1 M $

Name	Equities	%	Valuation
Highbridge Capital Management LLC -	3,095,268	-	34 048 $
Citadel Securities GP LLC -	905,943	-	9 965 $
MMCAP International Inc. SPC -	750,000	-	8 250 $
Yakira Capital Management, Inc. -	749,999	-	8 250 $
RiverNorth Capital Management LLC -	562,494	-	6 187 $
LMR Partners LLP -	487,500	-	5 363 $
CVI Holdings LLC -	407,529	-	4 483 $
Goldman Sachs & Co. LLC -	379,725	-	4 177 $
Exos Asset Management LLC -	366,796	-	4 035 $
Cowen & Co. LLC -	350,000	-	3 850 $

Name	Equities	%	Valuation
Brad Heppner -	17,719,483	-	78 M $
Thomas Hicks -	1,322,208	-	6 M $
Bruce Schnitzer -	98,760	-	437 507 $

Beneficient

325 North St. Paul Street Suite 4850

75201, Dallas

http://www.trustben.com

Technology

Financial Technology (Fintech) & Infrastructure

Financial Technology (Fintech) & Infrastructure

Financial Technology (Fintech)

Financial Technology (Fintech) (NEC)

	1st Jan change	Capi.
BENEFICIENT	-91.51%	13.65M
INTUIT INC.	-8.18%	160B
FIDELITY NATIONAL INFORMATION SERVICES, INC.	+29.03%	43.12B
ADYEN N.V.	+5.59%	41.33B
FUTU HOLDINGS LIMITED	+37.10%	10.33B
KAKAO PAY CORP.	-37.93%	9.85B
AFFIRM HOLDINGS, INC.	-38.85%	9.29B
HITHINK ROYALFLUSH INFORMATION NETWORK CO., LTD.	-28.65%	8.3B
PB FINTECH LIMITED	+62.60%	7B
STONECO LTD.	-26.57%	4.09B

Financial Technology (Fintech) (NEC)