MTU Aero Engines AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
May 16, 2024 at 08:06 am EDT
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EQS Voting Rights Announcement: MTU Aero Engines AG
MTU Aero Engines AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
16.05.2024 / 14:04 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
MTU Aero Engines AG
Street:
Dachauer Straße 665
Postal code:
80995
City:
München Germany
Legal Entity Identifier (LEI):
529900807L67JY81RD65
2. Reason for notification
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X
Other reason: Notification is triggered due to the non application of the Custody Exemption available under Sect. 36 Para. 3 No. 2 WpHG
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. LLC
5. Date on which threshold was crossed or reached:
09 May 2024
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
Total of both in % (7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New
5.26 %
0.29 %
5.55 %
53824489
Previous notification
3.48 %
0.32 %
3.8 %
/
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
Absolute
In %
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
DE000A0D9PT0
0
2831011
0 %
5.26 %
Total
2831011
5.26 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
Equity Call Option
From 20.09.2024 to 20.12.2024
at any time
71400
0.13 %
Right of recall over securities lending agreements
at any time
at any time
41939
0.08 %
Total
113339
0.21 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
Equity Put Option
20.09.2024
at any time
Physical
40000
0.07 %
Retail Structured Product
From 12.11.2069 to 02.04.2074
at any time
Cash
216
0 %
Equity Swap
30.10.2024
at any time
Cash
648
0 %
Total
40864
0.08 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least 3% or more)
% of voting rights through instruments (if at least 5% or more)
Total of both (if at least 5% or more)
Morgan Stanley
%
%
%
Morgan Stanley Capital Management, LLC
%
%
%
Morgan Stanley Domestic Holdings, LLC
%
%
%
Morgan Stanley Capital Services LLC
%
%
%
-
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley Capital Management, LLC
%
%
%
Morgan Stanley & Co. LLC
3.53 %
%
%
-
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley International Holdings Inc.
%
%
%
Morgan Stanley International Limited
%
%
%
Morgan Stanley Investments (UK)
%
%
%
Morgan Stanley & Co. International plc
%
%
%
-
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley Capital Management, LLC
%
%
%
Morgan Stanley & Co. LLC
3.53 %
%
%
Prime Dealer Services Corp.
%
%
%
-
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley Capital Management, LLC
%
%
%
Morgan Stanley Smith Barney LLC
%
%
%
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
Proportion of instruments
Total of both
%
%
%
10. Other explanatory remarks:
Date
15 May 2024
16.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
MTU Aero Engines AG is one of the leading manufacturers and suppliers of modules and components for civil and military aircraft engines. The group also offers engine maintenance, repair, and overhaul services. Net sales break down by activity as follows:
- maintenance, repair, and overhaul services for commercial aircraft engines and industrial gas turbines (66.9%);
- sale of modules and components for commercial and military aviation engines (33.1%). The group also offers maintenance, repair, and overhaul services for military engines.
Net sales are distributed geographically as follows: Germany (14.3%), Europe (7.4%), North America (69.7%), Asia (3.8%) and other (4.8%).
MTU Aero Engines AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution