Certain Common Stock of Ontrak, Inc. are subject to a Lock-Up Agreement Ending on 17-MAY-2024. These Common Stock will be under lockup for 185 days starting from 14-NOV-2023 to 17-MAY-2024.

Details:
Each officers and directors have agreed with the Placement Agent to be subject to a lock-up period of six months following the closing date of this offering, and Acuitas has agreed with the Placement Agent to be subject to a lock-up period of 12 months following the closing date of this offering. This means that, during the applicable lock-up period, neither directors or Acuitas may offer for sale, contract to sell, or sell any shares of common stock or any securities convertible into, or exercisable or exchangeable for, shares of common stock subject to certain customary exceptions. In addition, the company have agreed to not issue any securities that are subject to a price reset based on trading prices of common stock or upon a specified or contingent event in the future, or enter into an agreement to issue securities at a future determined price, for after the closing date of this offering.