Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
May 16, 2024 at 12:15 pm EDT
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EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
16.05.2024 / 18:14 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
Siemens Energy AG
Street:
Otto-Hahn-Ring 6
Postal code:
81739
City:
Munich Germany
Legal Entity Identifier (LEI):
5299005CHJZ14D4FDJ62
2. Reason for notification
X
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X
Other reason: voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
13 May 2024
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
Total of both in % (7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New
3.29 %
2.45 %
5.74 %
799309712
Previous notification
3.26 %
2.54 %
5.8 %
/
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
Absolute
In %
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
DE000ENER6Y0
0
26292431
0 %
3.29 %
Total
26292431
3.29 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
Right to Recall of Lent shares
At any time
2212345
0.28 %
Right of use over shares
At any time
868819
0.11 %
Long Call Option
21/06/2024-19/12/2025
4035133
0.5 %
Right of use over ADR (US82621A1043)
At any time
28
0 %
Total
7116325
0.89 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
Short Put Option
17/05/2024-19/12/2025
Physical
7317053
0.92 %
Swaps On Baskets
29/07/2026-16/12/2027
Cash
2143041
0.27 %
Right of use over Reverse Convertible
At any time
Cash
90506
0.01 %
Right of use over Reverse Convertible
At any time
Physical
185789
0.02 %
Convertible Bonds (DE000A3K81W7)
14/09/2025
14/09/2022-08/09/2025
Physical
1635176
0.2 %
Reverse Convertible (CH1317298177)
07/02/2025
-
Physical
43373
0.01 %
Long Call Option
08/07/2024
Cash
123761
0.02 %
Long Call Warrant
-
Cash
236410
0.03 %
Equity Swaps
20/06/2024-07/01/2025
Cash
726250
0.09 %
Total
12501359
1.56 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least 3% or more)
% of voting rights through instruments (if at least 5% or more)
Total of both (if at least 5% or more)
UBS Group AG
%
%
%
UBS AG
%
%
%
UBS Switzerland AG
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
%
%
%
UBS Asset Management AG
%
%
%
UBS Asset Management (Singapore) Ltd
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
%
%
%
UBS Asset Management AG
%
%
%
UBS Asset Management Holding (No. 2) Ltd
%
%
%
UBS Asset Management Holding Ltd
%
%
%
UBS Asset Management (UK) Limited
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
%
%
%
UBS Asset Management AG
%
%
%
UBS Asset Management Holding (No. 2) Ltd
%
%
%
UBS Asset Management Holding Ltd
%
%
%
UBS Asset Management Life Limited
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
%
%
%
UBS Americas Holding LLC
%
%
%
UBS Americas Inc.
%
%
%
UBS Asset Management (Americas) LLC
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
%
%
%
UBS Asset Management AG
%
%
%
UBS Asset Management Switzerland AG
%
%
%
UBS Fund Management (Switzerland) AG
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
%
%
%
UBS Asset Management AG
%
%
%
UBS Fund Management (Luxembourg) S.A.
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
%
%
%
UBS Asset Management AG
%
%
%
UBS Asset Management (Australia) Ltd
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
%
%
%
UBS Asset Management AG
%
%
%
UBS Third Party Management Company S.A.
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
%
%
%
UBS Americas Holding LLC
%
%
%
UBS Americas Inc.
%
%
%
UBS Financial Services Inc.
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
%
%
%
UBS Europe SE
%
%
%
-
%
%
%
UBS Group AG
%
%
%
Credit Suisse AG
%
%
%
Credit Suisse International
%
%
%
-
%
%
%
UBS Group AG
%
%
%
Credit Suisse AG
%
%
%
Credit Suisse (Schweiz) AG
%
%
%
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
Proportion of instruments
Total of both
%
%
%
10. Other explanatory remarks:
Date
16 May 2024
16.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
Siemens Energy AG specializes in the production and distribution of electricity and gas. The company also offers technical consulting and maintenance services for electrical installations. Net sales (including intragroup) break down by activity as follows:
- generation, transmission and distribution of electricity and gas (71.2%);
- design, construction, operation and maintenance of renewable energy production facilities (28.8%).
Net sales are distributed geographically as follows: Germany (8.2%), Europe/CIS/Middle East/Africa (39.3%), the United States (18.5%), America (13.6%), China (4.8%) and Asia and Australia (15.6%).
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution