For personal use only
ASX Release
Powerhouse Ventures Limited
Level 4, Scottish House, 90 William Street, Melbourne VIC 3000, Australia (ASX Code: "PVL")
NZ Company No. 1854396 / ARBN 612 076 169
APPENDIX 3G - CORRECTION
Melbourne, Australia: 23 December 2021
The Company lodged an Appendix 3G on 22 December 2021 which contained an incorrect Expiry Date of the Unquoted Options.
Attached is a corrected version of the document, amending Section 3C.8b of the form. The new document corrects the Expiry Date of the Unquoted Options from 31 December 2021 to 31 December 2023.
Campbell Hedley
Company Secretary, Powerhouse Ventures Limited
---ENDS---
Authorised by the Board of Powerhouse Ventures Limited
About Powerhouse Ventures Limited:
Powerhouse is an investment company seeking to advance emerging intellectual property (principally originating from Australian scientists, engineers and institutions) into globally impactful businesses. The focus sectors are: engineering and clean-tech, information communication technology and digital; medical and healthcare, agritech and environmental.
Powerhouse has an existing active portfolio and strong pipeline of early stage to mature businesses across its focus segments. It has developed a unique network and broad base of skillsets to help its portfolio businesses expand and commercialise.
For personal use only
This appendix is available as an online form
Only use this form if the online version is not available +Rule 3.10.3A, 3.10.3B, 3.10.3C, 3.10.3D
Appendix 3G
Notification of issue, conversion or payment up of
unquoted equity +securities
Note: this form is also used to notify ASX where quoted options have been exercised or other quoted convertible securities have been converted and the securities received as a result of the exercise or conversion either are already quoted on ASX or are not intended to be quoted on ASX.
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
If you are an entity incorporated outside Australia and you are issuing a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-Australian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 - Entity and announcement details
Question | Question | Answer |
no | ||
1.1 | *Name of entity | Powerhouse Ventures Limited |
We (the entity here named) give notice of the issue, | ||
conversion or payment up of the following unquoted | ||
+securities. | ||
1.2 | *Registration type and number | ARBN 612 076 169 |
Please supply your ABN, ARSN, ARBN, ACN or | ||
another registration type and number (if you supply | ||
another registration type, please specify both the type | ||
of registration and the registration number). | ||
1.3 | *ASX issuer code | PVL |
1.4 | *This announcement is | ☐ A new announcement |
Tick whichever is applicable. | ☒ An update/amendment to a previous | |
announcement | ||
☐ A cancellation of a previous | ||
announcement | ||
1.4a | *Reason for update | Correction of Expiry Date of Options in |
Mandatory only if "Update" ticked in Q1.4 above. A | Section 3C.8b | |
reason must be provided for an update. | ||
1.4b | *Date of previous announcement to this | 22 December 2021 |
update | ||
Mandatory only if "Update" ticked in Q1.4 above. | ||
1.4c | *Reason for cancellation | |
Mandatory only if "Cancellation" ticked in Q1.4 above. | ||
1.4d | *Date of previous announcement to this | |
cancellation | ||
Mandatory only if "Cancellation" ticked in Q1.4 above. | ||
1.5 | *Date of this announcement | 23 December 2021 |
+ See chapter 19 for defined terms | Page 1 |
5 June 2021 |
This appendix is available as an online form | Appendix 3G |
Notification of issue, conversion or | |
payment up of unquoted equity +securities |
For personal use only
Part 2 - Type of issue
Question Question
No.
2.1 *The +securities the subject of this notification are:
Select whichever item is applicable.
If you wish to notify ASX of different events involving unquoted securities, please complete a separate Appendix 3G for each event.
2.1a *Date the +securities the subject of this notification were issued
Answer this question if your response to Q2.1 is anything other than "Unquoted partly paid securities upon which a call or instalment has been paid".
2.2a.1 *Date of Appendix 3B notifying the market of the proposed issue of +securities the subject of this notification
Answer this question if your response to Q2.1 is "Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX."
Answer
- +Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
- +Securities issued under a +dividend or distribution plan that are not quoted, and are not intended to be quoted, on ASX
- Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
- Quoted options that have been exercised or other quoted +convertible securities that have been converted where the +securities received as a result of the exercise or conversion either are already quoted on ASX or are not intended to be quoted on ASX
- Unquoted partly paid +securities upon which a call or instalment has been paid
- +Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends
- +Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
- Other [please specify]
If you have selected 'other' please explain the circumstances here:
29 November 2021
+ See chapter 19 for defined terms | Page 2 |
5 June 2021 |
For personal use only
This appendix is available as an online form | Appendix 3G | ||||
Notification of issue, conversion or | |||||
payment up of unquoted equity +securities | |||||
2.2a.2 | *Are there any further issues of +securities | No | |||
yet to take place to complete the | |||||
transaction(s) referred to in the | |||||
Appendix 3B? | |||||
Answer this question if your response to Q2.1 is | |||||
"Securities issued as part of a transaction or | |||||
transactions previously announced to the market in | |||||
an Appendix 3B that are not quoted, and are not | |||||
intended to be quoted, on ASX". | |||||
2.2a.2.1 | *Please provide details of the further | ||||
issues of +securities yet to take place to | |||||
complete the transaction(s) referred to in | |||||
the Appendix 3B | |||||
Answer this question if your response to Q2.1 is | |||||
"Securities issued as part of a transaction or | |||||
transactions previously announced to the market in | |||||
an Appendix 3B that are not quoted, and are not | |||||
intended to be quoted, on ASX" and your response to | |||||
Q2.2a.2 is "Yes". | |||||
Please provide details of the proposed dates and | |||||
number of securities for the further issues. | |||||
2.2b.1 | Date of Appendix 3A.1 lodged with ASX in | ||||
relation to the underlying +dividend or | |||||
distribution | |||||
Answer this question if your response to Q2.1 is | |||||
"Being issued under a dividend or distribution plan | |||||
that are not quoted, and are not intended to be | |||||
quoted, on ASX". | |||||
2.2c.1 | Please state the number and type of | ||||
options that were exercised or other | |||||
+convertible securities that were converted | |||||
(including their ASX security code if | |||||
available): | |||||
Answer this question if your response to Q2.1 is | |||||
"Unquoted options that have been exercised or other | |||||
unquoted convertible securities that have been | |||||
converted" or "Quoted options that have been | |||||
exercised or other quoted convertible securities that | |||||
have been converted where the securities received as | |||||
a result of the exercise or conversion either are | |||||
already quoted on ASX or are not intended to be | |||||
quoted on ASX". | |||||
2.2c.2 | And the date the options were exercised or | ||||
other +convertible securities were | |||||
converted: | |||||
Answer this question if your response to Q2.1 is | |||||
"Unquoted options that have been exercised or other | |||||
unquoted convertible securities that have been | |||||
converted" or "Quoted options that have been | |||||
exercised or other quoted convertible securities that | |||||
have been converted where the securities received as | |||||
a result of the exercise or conversion either are | |||||
already quoted on ASX or are not intended to be | |||||
quoted on ASX". | |||||
Note: If this occurred over a range of dates, enter the | |||||
date the last of the options was exercised or | |||||
convertible securities was converted. | |||||
+ See chapter 19 for defined terms | Page 3 |
5 June 2021 |
For personal use only
This appendix is available as an online form | Appendix 3G | ||||
Notification of issue, conversion or | |||||
payment up of unquoted equity +securities | |||||
2.2c.3 | Is this all of the options or other | Yes or No | |||
+convertible securities on issue of that type | Note: If you have answered "No", consider whether you | ||||
(ie have all of those options now been | need to lodge an Appendix 3H with ASX notifying ASX | ||||
exercised or have all of those convertible | of the cessation of some or all of the remaining options | ||||
securities now been converted)? | or other convertible securities under Listing | ||||
Rule 3.10.E. This may the case, for example, if options | |||||
Answer this question if your response to Q2.1 is | have lapsed because they have passed their expiry | ||||
""Unquoted options that have been exercised or other | date without being exercised, or convertible debt | ||||
unquoted convertible securities that have been | securities have been repaid or redeemed without being | ||||
converted" or "Quoted options that have been | converted. | ||||
exercised or other quoted convertible securities that | |||||
have been converted where the securities received as | |||||
a result of the exercise or conversion either are | |||||
already quoted on ASX or are not intended to be | |||||
quoted on ASX". | |||||
2.2c.4 | The right of the holder of the options or | ☐ An issue of new +securities | |||
other +convertible securities to receive the | ☐ A transfer of existing +securities | ||||
+underlying securities is being satisfied by: | |||||
Answer this question if your response to Q2.1 is | ☐ A reclassification of the +convertible | ||||
"Unquoted options that have been exercised or other | securities as securities in the same class | ||||
unquoted convertible securities that have been | as the +underlying securities | ||||
converted" or "Quoted options that have been | |||||
exercised or other quoted convertible securities that | |||||
have been converted where the securities received as | |||||
a result of the exercise or conversion either are | |||||
already quoted on ASX or are not intended to be | |||||
quoted on ASX". | |||||
2.2c.5 | The underlying securities being received | ☐ Already quoted by ASX | |||
by the holder are: | ☐ Intended to be, but are not yet, quoted | ||||
Answer this question if your response to Q2.1 is | |||||
by ASX | |||||
"Unquoted options that have been exercised or other | |||||
☐ Are not, and are not intended to be, | |||||
unquoted convertible securities that have been | |||||
converted". | quoted by ASX | ||||
2.2c.6 | The underlying securities being received | ☐ Already quoted by ASX | |||
by the holder are: | ☐ Are not, and are not intended to be, | ||||
Answer this question if your response to Q2.1 is | |||||
quoted by ASX | |||||
"Quoted options that have been exercised or other | |||||
quoted convertible securities that have been | |||||
converted where the securities received as a result of | |||||
the exercise or conversion either are already quoted | |||||
on ASX or are not intended to be quoted on ASX". | |||||
2.2c.7 | *Were the options being exercised or other | Yes or No | |||
+convertible securities being converted | |||||
issued under an +employee incentive | |||||
scheme? | |||||
Answer this question if your response to Q2.1 is | |||||
"Unquoted options that have been exercised or other | |||||
unquoted convertible securities that have been | |||||
converted" or "Quoted options that have been | |||||
exercised or other quoted convertible securities that | |||||
have been converted where the securities received as | |||||
a result of the exercise or conversion either are | |||||
already quoted on ASX or are not intended to be | |||||
quoted on ASX". | |||||
+ See chapter 19 for defined terms | Page 4 |
5 June 2021 |
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Powerhouse Ventures Ltd. published this content on 22 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 22 December 2021 23:06:04 UTC.