Item 9.01 Financial Statements and Exhibits.

(a) Financial statements of businesses acquired.

Unaudited Interim Financial Statements



Statements of financial condition of G.research, LLC at September 30, 2019 and
December 31, 2018
Statements of operations of G.research, LLC for the nine months ended September
30, 2019 and 2018
Statements of cash flows of G.research, LLC for the nine months ended September
30, 2019 and 2018
Statements of changes in member's capital of G.research, LLC for the nine months
ended September 30, 2019 and September 30, 2018
Notes to financial statements

The forgoing financial statements are included as Exhibit 99.1 to this amendment to the Form 8-K and are incorporated into this Item 9.01 by reference. Management's discussion and analysis of financial condition and results of operations with respect to the periods covered by the foregoing financial statements is included as Exhibit 99.2 and is incorporated into this Item 9.01 by reference. Summary historical financial data of G.research as of and for each of the nine months ended September 30, 2019 and September 30, 2018 and the fiscal years ended December 31, 2018 and December 31, 2017 are included as Exhibit 99.3 and are incorporated into this Item 9.01 by reference. Selected historical financial data of G.research as of and for each of the nine months ended September 30, 2019 and September 30, 2018 and the fiscal years ended December 31, 2018 and December 31, 2017 are included as Exhibit 99.4 and are incorporated into this Item 9.01 by reference. Revised unaudited pro forma statement of financial condition as of September 30, 2019 and pro forma statements of operations for the nine months ended September 30, 2019 and 2018 and the year ended December 31, 2018 of the Company (reflecting reclassifications of line items in the pro forma financial statements previously filed in the Form 8-K) are included as Exhibit 99.5 and are incorporated into this Item 9.01 by reference. Refiled audited financial statements of G.research as of and for the years ended December 31, 2018 and 2017 are included as Exhibit 99.6 and are incorporated into this Item 9.01 by reference.



(d) Exhibits.



Exhibit No. Description


  99.1      Unaudited interim financial statements of G.research, LLC as of and
            for the nine months ended September 30, 2019 and 2018 and notes to
            financial statements*
  99.2      Management's discussion and analysis of financial condition and
            results of operations of G.research, LLC for the nine months ended
            September 30, 2019 and 2018*
  99.3      Summary historical financial data of G.research, LLC as of and for the
            nine months ended September 30, 2019 and September 30, 2018 and the
            fiscal years ended December 31, 2018 and December 31, 2017*
  99.4      Selected historical financial data of G.research, LLC as of and for
            each of the nine months ended September 30, 2019 and September 30,
            2018 and the fiscal years ended December 31, 2018 and December 31,
            2017*
  99.5      Revised unaudited pro forma statement of financial condition of Morgan
            Group Holding Co. as of September 30, 2019 and pro forma statements of
            operations for the nine months ended September 30, 2019 and 2018*
  99.6      Audited financial statements of G.research, LLC as of and for the
            years ended December 31, 2018 and 2017 and notes to financial
            statements.

            *Defined terms used within the exhibits shall have the meanings
            ascribed to such terms in the Morgan Group Holding Co. Information
            Statement filed as Exhibit 99.1 to the Form 8-K.


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