Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
ToCompany Name/Scheme | Easton Investments Limited |
ACN/ARSN | 111 695 357 |
1. Details of substantial holder (1)
Name | HUB24 Limited ACN 124 891 685 (HUB24) and each of the entities listed in Annexure A (each a Group Entity, and |
together Group Entities) | |
ACN/ARSN (if applicable) | As above or set out in Annexure A |
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
2. Previous and present voting power
N/A - filing required by
- 671B(1)(c) Corporations Act
04 / 01 / 2021
04 / 01 / 2021
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||||
Person's votes | Voting power (5) | Person's votes | Voting | |||
(5) | ||||||
17.93% (based on 37,612,804 | ordinary | 17.93% | (based | |||
Fully Paid Ordinary shares | 6,744,539 | 6,744,539 | on 37,612,804 | |||
shares on issue) | ordinary | shares | ||||
on issue) | ||||||
3. Change in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Nature of | Consideration | Class and | Person's |
number of | |||||
relevant interest | given in relation | votes | |||
change | change (6) | securities | |||
changed | to change (7) | affected | |||
affected | |||||
No change.
Filing required by section 671B(1)(c) Corporations Act 2001 (Cth) following HUB24 making an off-market proportional takeover bid for Easton Investments Limited (ACN 111 695 357) as notified to ASX on 6 January 2021.
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4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of | Registered | Person entitled | Nature of | Class and | Person's |
relevant | holder of | to be registered | relevant | number of | |
votes | |||||
interest | securities | as holder (8) | interest (6) | securities | |
John Gregory Hayes | Relevant interest under section 608(1)(c) | ||||
and section 608(8) of the Corporations Act | |||||
ACN 098 682 556 Pty | |||||
2001 (Cth) pursuant to a pre-bid | |||||
Ltd ACN 098 682 556 | acceptance agreement dated 20 | 1,977,902 fully paid | |||
HUB24 Limited | unknown | December 2020 between HUB24 and | 1,977,902 | ||
Marsel Holdings Pty | ordinary shares | ||||
Ltd ACN 002 005 101 | John Gregory Hayes, ACN 098 682 556 | ||||
Pty Ltd ACN 098 682 556 and Marsel | |||||
as trustee for Hayes | |||||
Holdings Pty Ltd ACN 002 005 101 as | |||||
Super Fund | |||||
trustee for Hayes Super Fund | |||||
Relevant interest under section 608(1)(c) | |||||
Carl Frank Scarcella | and section 608(8) of the Corporations Act | ||||
2001 (Cth) pursuant to a pre-bid | |||||
and Roslyn Elizabeth | |||||
HUB24 Limited | acceptance agreement dated 20 | 66,667 fully paid | |||
Scarcella as trustees | unknown | 66,667 | |||
December 2020 between HUB24 and Carl | ordinary shares | ||||
for TCB | |||||
Frank Scarcella and Roslyn Elizabeth | |||||
Superannuation Fund | |||||
Scarcella as trustees for TCB | |||||
Superannuation Fund | |||||
Relevant interest under section 608(1)(c) | |||||
Grahame Evans | and section 608(8) of the Corporations Act | ||||
Grahame David Evans | 2001 (Cth) pursuant to a pre-bid | ||||
acceptance agreement dated 20 | 333,304 fully paid | ||||
HUB24 Limited | and Catherine Jane | unknown | December 2020 between HUB24 and | 333,304 | |
ordinary shares | |||||
Evans as trustees for | Grahame Evans and Grahame David | ||||
Evans Family | Evans and Catherine Jane Evans as | ||||
Superannuation Fund | trustees for Evans Family Superannuation | ||||
Fund | |||||
Relevant interest under section 608(1)(c) | |||||
Kevin White and | and section 608(8) of the Corporations Act | ||||
2001 (Cth) pursuant to a pre-bid | |||||
HUB24 Limited | Margaret White as | unknown | 1,033,333 fully paid | ||
acceptance agreement dated 20 | 1,033,333 | ||||
trustees for White | ordinary shares | ||||
Family Super Fund | December 2020 between HUB24 and | ||||
Kevin White and Margaret White as | |||||
trustees for White Family Super Fund |
HUB24 Limited HUB24 Limited | HUB24 Limited | Registered holder of securities | 3,333,333 fully paid | 3,333,333 |
ordinary shares | ||||
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5. Associates
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in
relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
HUB24 Limited and each of the Group | Each entity is an associate of HUB24 and each other entity pursuant to section 12(2) |
Entities | of the Corporations Act 2001 (Cth) |
6. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
HUB24 Limited | Level 2, 7 Macquarie Pl Sydney, NSW 2000 |
Each entity listed in Annexure A | Level 2, 7 Macquarie Pl Sydney, NSW 2000 |
Signature
print name | Kitrina Shanahan | capacity | Secretary, HUB24 |
Limited | |||
sign here | |||
date | 6 January 2021 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- The voting shares of a company constitute one class unless divided into separate classes.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown'".
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ANNEXURE A
This is "Annexure A" of 1 page referred to in Form 604 - Notice of change of interests of substantial holder signed by me and dated 6 January 2021.
Signature: | |
Print Name: | Kitrina Shanahan |
Capacity: | Secretary |
HUB24 Limited ACN 124 891 685 |
Name | Interest Held | Address | |
HUB24 Custodial Services Limited (formerly ANZIEX Ltd) | 100% | Level 2, 7 Macquarie Pl Sydney, | NSW 2000 |
HUB24 Share Ownership Trust | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
HUB24 Management Services Pty Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
HUB24 Administration Pty Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
HUB24 Services Pty Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
Firstfunds Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
HUBConnect Pty Ltd (formerly ConnectHUB Pty Ltd) | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
Marketsplus Australia Pty Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, | NSW 2000 |
Paragem Pty Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
Agility Applications Pty Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, | NSW 2000 |
HUB24 International Nominees Pty Ltd (formerly ANZIEX Nominees Ltd) | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
HUB24 Nominees Pty Ltd (formerly Kardinia Nominees Pty Ltd) | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
AT Pty Ltd* | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
Investorfirst Securities Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, | NSW 2000 |
Researchfirst Pty Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, | NSW 2000 |
Captain Starlight Nominees Pty Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, | NSW 2000 |
Findlay & Co Stockbrokers Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
HTH Nominees Pty Ltd | 100% | Level 2, 7 Macquarie Pl Sydney, NSW 2000 | |
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Easton Investments Ltd. published this content on 07 January 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 06 January 2021 21:43:04 UTC