Form 604
Corporations Act 2001
Section 671B
Notice of change in interests of substantial holderTo: Company Name/Scheme IDM INTERNATIONAL LTD
ACN/ARSN 108 029 198
1. Details of substantial holder (1)Name SENTIENT EXECUTIVE GP III, LIMITED
ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder on 30 / 12 / 2011
The previous notice was given to the company on 25 / 11 / 2011
The previous notice was dated 28 / 11 / 2011
2. Previous and present voting powerThe total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Class of securities (4) | Person's votes | Voting power (5) | Person's votes | Voting Power (5) |
Ordinary shares | 114,998,835 | 21.20% | 129,199,247 | 22.80% |
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
30/12/2011 | SENTIENT EXECUTIVE GP II, LIMITED | EXERCISE OF OPTIONS | $127,804 | 2,130,062 | 2,130,062 |
30/12/2011 | SENTIENT EXECUTIVE GP III, LIMITED | EXERCISE OF OPTIONS | $724,221 | 12,070,350 | 12,070,350 |
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
SENTIENT EXECUTIVE GP II, LIMITED | SENTIENT EXECUTIVE GP II, LIMITED | SENTIENT EXECUTIVE GP II, LIMITED | BY AGREEMENT | 22,648,450 | 22,648,450 |
SENTIENT EXECUTIVE GP III, LIMITED | SENTIENT EXECUTIVE GP III, LIMITED | SENTIENT EXECUTIVE GP III, LIMITED | BY AGREEMENT | 106,550,797 | 106,550,797 |
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
The addresses of persons named in this form are as follows:
Name | Address |
SENTIENT EXECUTIVE GP II, LIMITED | LANDMARK SQUARE, 64 EARTH CLOSE, WEST BAY BEACH SOUTH, PO BOX 10795, GRAND CAYMAN KY1-1007, CAYMAN ISLANDS |
SENTIENT EXECUTIVE GP III, LIMITED | LANDMARK SQUARE, 64 EARTH CLOSE, WEST BAY BEACH SOUTH, PO BOX 10795, GRAND CAYMAN KY1-1007, CAYMAN ISLANDS |
print name PETER JAMES CASSIDY capacity DIRECTOR
sign here date 3 / 01 / 2012 DIRECTIONS
(1) If there are a number of substantial holders with similar
or related relevant interests (eg a corporation and its
related corporations, or the manager and trustee of an equity
trust), the names could be included in an annexure to the
form. If the relevant interests of a group of persons are
essentially similar, they may be referred to throughout the
form as specifically named group if the membership of each
group, with the names and addresses of members is clearly set
out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the
Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608
and 671B(7) of the Corporations Act 2001. (4) The voting
shares of a company constitute one class unless divided into
separate classes.
(5) The person's votes divided by the total votes in the body
corporate or scheme multiplied by 100. (6) Include details
of:
(a) any relevant agreement or other circumstances because of
which the change in relevant interest occurred. If
subsection
671B(4) applies, a copy of any document setting out the terms
of any relevant agreement, and a statement by the person
giving full and accurate details of any contract, scheme or
arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or
arrangement; and
(b) any qualification of the power of a person to exercise,
control the exercise of, or influence the exercise of, the
voting powers or disposal of the securities to which the
relevant interest relates (indicating clearly the particular
securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of
the Corporations Act 2001.
(7) Details of the consideration must include any and all
benefits, money and other, that any person from whom a
relevant interest was acquired has, or may, become entitled
to receive in relation to that acquisition. Details must be
included even if the benefit is conditional on the happening
or not of the contingency. Details must be included of any
benefit paid on behalf of the substantial
holder or its associate in relation to the acquisitions, even
if they are not paid directly to the person from whom the
relevant interest was acquired.
(8) If the substantial holder is unable to determine the
identity of the person (eg if the relevant interest arises
because of an option) write
"unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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