Profile
Mr. Philip J.
Ippolito is a Co-Founder, Chief Financial Officer & Director of Operations at CastleOak Securities LP.
He has played a key role in the development and the implementation of the firm’s financial, operational, information and administrative systems.
He therefore responsible for managing the firm’s capital position and finances on a day-to-day basis, as well as managing its overall financial condition in his role as Financial and Operations Principal.
He is also the Head of the firm’s Operations, overseeing all aspects of account opening and maintenance, risk, as well as the clearance and reporting of all firm transactions.
In addition, Mr. Ippolito manages the firm’s administrative issues, especially those that require interface with its strategic partner, Cantor Fitzgerald.
Prior to helping found CastleOak, Mr. Ippolito was with Blaylock & Company, Inc., where he was the Head of Operations & Financial and Operations Principal, and built its operations systems from the ground up.
He also assumed many of its financial operations responsibilities, and was named CFO.
Prior to joining Blaylock, he was the Director of Operations at Brounoff Claire & Co. Inc. and also held management positions at First Pennsylvania Bank, Bradford SPS, Pershing & Co. and Donaldson, Lufkin & Jenrette.
Mr. Ippolito has over 30 years of Wall Street experience.
He attended Brooklyn College and holds Series, 7, 27, and 63 FINRA licenses.
Philip J. Ippolito active positions
| Companies | Position | Start |
|---|---|---|
CastleOak Securities LP
 CastleOak Securities LP Investment Banks/BrokersFinance Founded in 2006, CastleOak Securities LP is a minority-owned broker/dealer located in New York City with additional offices in Atlanta and Chicago. CastleOak engages in sales and trading, capital markets and financial advisory services. The firm offers expertise in primary and secondary market transactions and is structured to handle mergers, acquisitions, divestitures, valuations and general strategic assessments. Their clients range from Fortune 500 to middle-market corporations, institutional investors and financial sponsors. CastleOak is in partnership with Cantor Fitzgerald. They do not provide any internal research. | Founder | 2010-07-28 |
Former positions of Philip J. Ippolito
| Companies | Position | End |
|---|---|---|
Blaylock & Co, Inc.
 Blaylock & Co, Inc. Investment Banks/BrokersFinance Blaylock & Co., Inc. is a full-service institutional securities firm providing investment banking, capital markets, sales and trading and other related services to large-cap and emerging growth to middle-market corporations and sponsors. Blaylock's Debt Capital Markets group is responsible for soliciting, structuring and executing debt and related product businesses, including new issues of both public and private debt. In both debt and equity, they provide clients with a multi-tiered distribution platform that specializes in Tier II and III investor relationships in addition to large Tier I accounts. The Equity Capital Markets group undertakes the origination, structuring, marketing and pricing of public offerings and private placements of equity and equity-related securities. They also advise institutional clients on financing strategies in the context of merger and acquisition activity and public market restructurings and monetization programs. Blaylock was founded in 1993 by Ronald E. Blaylock and was incorporated as Blaylock & Co. in April 2005. Headquartered in New York City, Blaylock is a member of the NASD and the SIPC. | Corporate Officer/Principal | 2005-12-30 |
| Donaldson, Lufkin & Jenrette International | Corporate Officer/Principal | - |
| Pershing & Co. | Corporate Officer/Principal | - |
| CoreStates Bank, NA (Philadelphia, Pennsylvania) | Corporate Officer/Principal | - |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 5 |
|---|---|
| CoreStates Bank, NA (Philadelphia, Pennsylvania) | Finance |
Blaylock & Co, Inc.
Blaylock & Co, Inc. Investment Banks/BrokersFinance Blaylock & Co., Inc. is a full-service institutional securities firm providing investment banking, capital markets, sales and trading and other related services to large-cap and emerging growth to middle-market corporations and sponsors. Blaylock's Debt Capital Markets group is responsible for soliciting, structuring and executing debt and related product businesses, including new issues of both public and private debt. In both debt and equity, they provide clients with a multi-tiered distribution platform that specializes in Tier II and III investor relationships in addition to large Tier I accounts. The Equity Capital Markets group undertakes the origination, structuring, marketing and pricing of public offerings and private placements of equity and equity-related securities. They also advise institutional clients on financing strategies in the context of merger and acquisition activity and public market restructurings and monetization programs. Blaylock was founded in 1993 by Ronald E. Blaylock and was incorporated as Blaylock & Co. in April 2005. Headquartered in New York City, Blaylock is a member of the NASD and the SIPC. | Finance |
| Donaldson, Lufkin & Jenrette International | Finance |
CastleOak Securities LP
CastleOak Securities LP Investment Banks/BrokersFinance Founded in 2006, CastleOak Securities LP is a minority-owned broker/dealer located in New York City with additional offices in Atlanta and Chicago. CastleOak engages in sales and trading, capital markets and financial advisory services. The firm offers expertise in primary and secondary market transactions and is structured to handle mergers, acquisitions, divestitures, valuations and general strategic assessments. Their clients range from Fortune 500 to middle-market corporations, institutional investors and financial sponsors. CastleOak is in partnership with Cantor Fitzgerald. They do not provide any internal research. | Finance |
| Pershing & Co. | Finance |
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