Margaret Gavlik

Compliance Officer at Joseph Gunnar & Co. LLC

Finance

Consumer Services

Profile

Margaret Gavlik is currently the Chief Compliance Officer at Joseph Gunnar & Co. LLC since 2017.
Prior to this, she worked as the Chief Compliance & Administrative Officer at Surge Trading, Inc. Ms. Gavlik completed her undergraduate degree from Barnard College.

Margaret Gavlik active positions

Companies	Position	Start
Joseph Gunnar & Co. LLC Joseph Gunnar & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Joseph Gunnar & Co. LLC is a full-service broker/dealer headquartered in New York City. The firm is a subsidiary of Joseph Gunnar Holding Co. LLC They provide financial advisory, brokerage and trading for investors in connection with listed equities, corporate and municipal bonds, preferred stock, mutual funds, IRA, pension plans and NASDAQ NMS securities.	Compliance Officer	2017-04-30

All active positions of Margaret Gavlik

Former positions of Margaret Gavlik

Companies	Position	End
Surge Trading, Inc. Surge Trading, Inc. Investment Banks/BrokersFinance Surge Trading Inc. is a wholesale market provided liquidity, trade execution services and electronic market accessed to clients asset managers, institutions, hedge funds and dealers. It used advanced trading applications to seek out market. The company was founded in 2009 and was headquartered in New York, NY.	Corporate Officer/Principal	-

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Training of Margaret Gavlik

Barnard College

Undergraduate Degree

Experiences
Positions held

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Inactive

Listed companies

Private companies

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Linked companies

Private companies	2
Surge Trading, Inc. Surge Trading, Inc. Investment Banks/BrokersFinance Surge Trading Inc. is a wholesale market provided liquidity, trade execution services and electronic market accessed to clients asset managers, institutions, hedge funds and dealers. It used advanced trading applications to seek out market. The company was founded in 2009 and was headquartered in New York, NY.	Finance
Joseph Gunnar & Co. LLC Joseph Gunnar & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Joseph Gunnar & Co. LLC is a full-service broker/dealer headquartered in New York City. The firm is a subsidiary of Joseph Gunnar Holding Co. LLC They provide financial advisory, brokerage and trading for investors in connection with listed equities, corporate and municipal bonds, preferred stock, mutual funds, IRA, pension plans and NASDAQ NMS securities.	Finance