Bank of America : Factsheet

BofA Securities Europe SA

As of March 2024

Overview and Structure

Overview

• BofA Securities Europe SA ('BofASE') is an établissement de crédit et d'investissement (credit and investment institution) and Bank of America Corporation's ('BAC') Broker Dealer for clients in the European Economic Area.
• BofASE is headquartered in Paris, France and has the ability to trade throughout Europe and conduct business with international clients.

Legal Entity details

• Société Anonyme ('SA') incorporated in France.
• Registration Number: 842 602 690.
• Date of Incorporation: 25 September 2018.
• Registered Address: 51 Rue La Boétie, 75008 Paris, France.
• Official BAC Website address:https://about.bankofamerica.com
• Official Bank of America in France Website address:Bank of America in France

Legal Entity Identifier (LEI)

• LEI: 549300FH0WJAPEHTIQ77
• Confirmation of LEI can be found at the:Global Legal Entity Identifier website

Regulatory Information

• Authorised and supervised by the European Central Bank (ECB) and the Autorité de Contrôle Prudentiel et de Résolution (ACPR) and regulated by the ACPR and the Autorité des Marchés Financiers.
• Code Banque (CIB): 12583.
• For confirmation of the CIB and a list of activities for which BofASE has been authorised please visitREGAFI Website

Entity Structure

• Wholly-ownedindirect subsidiary of BAC, a regulated United States entity. An organisational chart depicting select major operating subsidiaries of BAC is available at http://investor.bankofamerica.com
• BAC Registered Office: 1209 Orange Street - Corporation Trust Center, Wilmington DE 19801, United States.
• BAC Principal Executive Offices: Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Carolina 28255, United States.
• Bank of America Corporation is listed on the NYSE (ticker = BAC).

BofASE SA Board Structure - as of March 2024

BofASE SA Directors	Appointed
	Vanessa Holtz	01/12/2021
	Jérôme Morisseau	01/12/2021
	Bernard Mensah	07/05/2021 Non-Executive Director
 Pierre J P de Weck	21/01/2019 Non-Executive Director, Chair of the Board
	Thomas Woods	29/01/2024 Non-Executive Director
	Pierre Fleuriot	23/08/2019 Independent Non-Executive Director
	Marie-Hélène Sartorius	16/10/2020 Independent Non-Executive Director
	Fiona Frick	05/12/2023 Independent Non-Executive Director

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BofA Securities Europe SA

As of March 2024

Bank of America Ownership Structure for BofA Securities Europe SA

Financial Performance - for the year ended 31 December 2023

Primary Business Activities

• Broker and dealer in equities and fixed income, currency and commodities financial instruments
• Capital Markets services including Equities, Debt and Leveraged Finance services
• Post trade related services
• Equity research

Credit Rating

• Credit Ratings can be found on theInvestor Relations website

BofASE Financial Performance

(French GAAP in € millions)

Net Banking	€917
Income
						€750
Profit before Tax	€166

General

Operating

Expenses

Source: BofASE 2023 Financial Statements

Financial Position - as of 31 December 2023

Balance Sheet Composition (€bn)		Capital Adequacy and Leverage Metrics

€103€95

TotalLiabilities Assets

Source: BofASE 2023 Financial Statements

Total

Capital

Resources

€8.7bn

Total

Minimum

Capital

Required

€3.2bn

Excess

Capital

Resources

€5.5bn

Key Metrics

CET 1

Capital

Resources

€7.8bn

Risk	CET 1	Leverage
Weighted	Capital	Ratio
Assets	Ratio
€40.2bn	19.3%	7.57%
Source: BofASE 2023 CoRep

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BofA Securities Europe SA

As of March 2024

Market Access

BofASE has the ability to trade throughout Europe and conduct business with international clients. Examples of BofASE's market access are provided below:

Exchange Access

Multi-Lateral Trading Facilities

• Austria (Wiener Börse)
• Belgium (Euronext Brussels)
• Denmark (Nasdaq OMX Copenhagen)
• Finland (Nasdaq OMX Helsinki)
• France (Euronext Paris)
• Germany (Deutsche Börse)
• Greece (Athens Stock Exchange)
• Ireland (Euronext Dublin)
• Italy (Borsa Italiana)

• Netherlands (Euronext Amsterdam)
• Norway (Oslo Børs)
• Poland (Warsaw Stock Exchange)
• Portugal (Euronext Lisbon)
• Spain (BME)
• Sweden (Nasdaq OMX Stockholm)
• Switzerland (SIX)
• Derivatives Exchanges incl. Eurex, Euronext, MEFF, Nasdaq Nordic, ICE Endex, EEX

• Aquis Exchange	• LMAX
• Bloomberg	• MarketAxess
• Cboe Europe	• State Street
• Equiduct	• Turquoise
• Integral	• MTS
• Posit MTF	• Tradeweb

Systematic Internalisers

• BofA's own systematic	• Tower SI
internaliser	• Citadel
• Virtu SI	• HRTEU Limited
• XTX

Additional Information & Resources

Policies

• EMEA Order Execution Policy Summary
• BofA EMEA Conflicts of Interest Policy
• BofA EMEA Allocation and Distribution
• Systematic Internaliser Disclosures Document
• MiFID II Policies and Required Documents

Bank of America Code of Conduct resources

• Code of Conduct Disclosure can be found on theCode of Conduct website

Bank of America Anti-Money Laundering resources

• To obtain the following documents please visit the AML section on theInvestor Relations Website
• • Bank of America AML and Counter-Terrorist Financing Policy Statement
  • AML Questionnaire (Wolfsberg FCCQ)
  • Bank of America AML Compliance Program Letter
  • Bank of America Economic Sanctions Compliance Program Letter

Bank of America Corporate Governance resources

• Certificate of Incorporation, Bylaws, Corporate Governance Guidelines, Nomination of Directors and Stockholder Proposals can be found on theCorporate Governance website

Bank of America Investor Relations Website

• For further information please visit theInvestor Relations website

The information contained on this Factsheet is provided for informational purposes only and does not constitute an offer to sell or the solicitation of an offer to buy any securities. The financial and other information that may be accessed on this Factsheet speaks only as of the particular dates referenced in the information or the dates the information was originally issued. This information may have since become superseded as a result of later circumstances or

events. None of BofASE or its affiliates undertakes any obligation to, and each disclaims any duty to, update this information.

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